Internal Controls Specialist Resume Example
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INTERNAL CONTROLS SPECIALIST
Professional Summary
Reliable and focused Internal Control with 10 years of experience in due diligence auditing in the Insurance Industry
Skills
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Work History
Internal Controls Specialist, 01/2007
to Current
First Republic – Newport Beach
First Republic – Newport Beach
- Started with 21st Century Insurance, sold to AIG in 2007 and Farmers in 2009.
- Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
- Gathered data for internal audits through interviews, financial research and downloads.
- Met with clients to identify and assess business controls, risks, process gaps and work flow inefficiencies.
- Supported management through risk identification, control testing and process improvement procedures.
Internal Control Specialist, 11/2009
to Current
First Republic – Portland , OR
First Republic – Portland , OR
- Performing walkthroughs of various processes.
- Developing process narrative and identification and documentation of control points based on walkthroughs for both Business and Information Technology.
- Areas of expertise include
SOX Auditor, 10/2007
to 10/2009
Alliancebernstein Holding Lp – Dallas , TX
Alliancebernstein Holding Lp – Dallas , TX
- Performed operational audits and testing of Internal Controls within the areas of SOX.
- Developed tests plans, performed testing through collection of evidence, evaluated the evidence and conveyed results to management.
- Assisted Management to develop action plans.
- Followed up on action plans and verified their implementation.
- Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Education
B.S: Accountancy,
California State University -
- Coursework in Economics, Finance and Accounting
Certified Information System Auditor - CISACurrently working on CIA: isaca -
- Certified Information Systems Auditor program
Affiliations
ISACA
Certifications
CIA
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Resume Overview
School Attended
- California State University
- isaca
Job Titles Held:
- Internal Controls Specialist
- Internal Control Specialist
- SOX Auditor
Degrees
- B.S : Accountancy ,
Certified Information System Auditor - CISACurrently working on CIA :
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