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compliance officer resume example with 12+ years of experience

Jessica Claire
  • Montgomery Street, San Francisco, CA 94105 609 Johnson Ave., 49204, Tulsa, OK
  • H: (555) 432-1000
  • C:
  • resumesample@example.com
  • Date of Birth:
  • India:
  • :
  • single:
  • :
Accomplishments
  • Acknowledged as "TCB's Best" for the month of August 2016 Additional Comments Recognized by superiors, colleagues, and staff for a continuous display of professionalism, commitment to excellence, and the ability to set a positive attitude and lead by example through strong work ethic, teamwork, and leadership.
Professional Summary
Goal oriented regulatory compliance specialist looking to contribute excellent management and problem solving skills in a position with a reputable company.
Skills
  • Guest services
  • Inventory control procedures
  • Merchandising expertise
  • Loss prevention
  • Cash register operations
  • Product promotions
Work History
Compliance Officer, 03/2015 - Current
Yodlee San Mateo, CA,
  • Manage day-to-day operations for the Banks Compliance and BSA programs, ensure policy and procedures are adequate to meet regulatory requirements, coordinate all compliance related activities, manage all high-risk accounts and MSB's, investigate fraudulent account activity and all customer complaints, develop and implement training plans for employees, senior management, and Board of Directors, keep all relevant administrative records up to date, prepare and test pandemic and disaster recovery plans annually, serve as the principal point of contact for any government agency or investigation, participate in compliance testing reviews and exams, develop effective lines of communications between different teams and departments, and assist management with delegating work, transaction approvals, and prioritization of workload.

Account and Billing Specialist, 07/2014 - 03/2015
Rti International Fresno, CA,
  • Processed invoices for approval and payment, identified and resolved billing discrepancies, prepared company bills, issued purchase orders, managed vendors, and reconciled operational accounts.

Regional Supervisor, 09/2008 - 08/2014
Seminole Tribe Of Florida City, STATE,
  • Managed rental properties and Tribal Member homes on the Brighton and Tampa Reservations, worked as a liaison between Tribal Members and vendors, ensured department compliance with tribal policies and procedures, participated in preparation and reconciliation of annual department budget, approved project proposals and department invoices for payment, managed preparation and execution of the department's annual hurricane preparedness plan, and managed inventory of maintenance equipment, supplies, and vehicle fleet.

Education
State of Georgia, Certified- At-Risk Adult Crime Tactics Specialist: , Expected in 2015
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Community Bankers Association Advanced Bank Secrecy Act School - ,
GPA:
Status -
Certification: , Expected in 2016
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Georgia Bankers Association Compliance School, UGA - ,
GPA:
Status -
Certification : , Expected in 2017
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Community Bankers Association Mortgage Lending School - ,
GPA:
Status -
  • Continuing education in Elder Financial Abuse

Certification: , Expected in 2017
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Community Bankers Association Compliance Lending School - ,
GPA:
Status -
Bachelor of Science: Specialization in Homeland Security with a minor in Forensic Psychology , Expected in 2017
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Walden University - ,
GPA:
Status - Criminal Justice Homeland Security Forensic Psychology
Industry Specific Training Georgia Bankers Association Fair Lending Seminar (2017) Georgia Bankers Association Security Risk Summit (2016) Safe Systems Security Conference (2016): , Expected in
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- ,
GPA:
Status -
Affiliations
TCB Loan Committee Member TCB Audit Committee Member TCB Technology Committee Member TCB Strategic Planning Team Member TCB Vision and Mission Team Member TCB Disaster Recovery and Pandemic Team Member TCB Compliance and Risk Management Committee Member National Adult Protective Services Association Member (NAPSA)

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Resume Overview

School Attended

  • Community Bankers Association Advanced Bank Secrecy Act School
  • Georgia Bankers Association Compliance School, UGA
  • Community Bankers Association Mortgage Lending School
  • Community Bankers Association Compliance Lending School
  • Walden University

Job Titles Held:

  • Compliance Officer
  • Account and Billing Specialist
  • Regional Supervisor

Degrees

  • State of Georgia, Certified- At-Risk Adult Crime Tactics Specialist
  • Certification
  • Certification
  • Certification
  • Bachelor of Science
  • Industry Specific Training Georgia Bankers Association Fair Lending Seminar (2017) Georgia Bankers Association Security Risk Summit (2016) Safe Systems Security Conference (2016)

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