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associate special investigator resume example with 7+ years of experience

Jessica Claire
  • , , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
  • H: (555) 432-1000
  • C:
  • resumesample@example.com
  • Date of Birth:
  • India:
  • :
  • single:
  • :
Summary

Experienced AML Analyst remaining observant while investigating suspected money laundering incidents, collecting information on new and existing clients to identify potential risks and determine an appropriate level of due diligence for each account. Forward thinking and aware of current trends this specialized field.

Skills
  • Transactional Analysis, Due Diligence, Suspicious Activity Reports (SAR), Drafting/Enhancing Policies & Procedures, Investigation Reports, Risk analysis.
  • Norkom, World check, Lexis Nexis, Bloomberg, Actimize, Mantas.
  • Microsoft Word, PowerPoint, Outlook, and Excel (Pivot table).
  • Analyst, Personnel
  • Banking, Policies
  • Bloomberg, Press releases
  • Capital Markets, Prime
  • CMS, Process improvement
  • Client management, Processes
  • Credit, Express
  • Clients, Real-time
  • Client, Reporting
  • Excellent customer service, Research
  • Data management, Risk analysis
  • Data mining, Sales
  • Databases, Securities
  • Derivatives, Transportation
  • Documentation, Validation
  • Drafting
  • Due Diligence
  • Equities
  • Senior management
  • Filing
  • Financing
  • Finance
  • Financial
  • Fixed Income
  • Funds
  • Futures
  • Law enforcement
  • Legal
  • Law
  • Letters
  • Lexis Nexis
  • Marketing
  • Excel
  • Money
  • Outlook
  • PowerPoint
  • Microsoft Word
Experience
Associate special Investigator, 07/2017 - Current
Deutsche Bank City, STATE,
  • Receives escalation from AML Monitoring and AML Investigations units, the Special Investigations Unit Investigator/Analyst will handle the most sensitive, most complex and difficult investigations for the FIU.
  • These will include terrorist financing, National Security Letters, grand jury investigations, Subpoenas, Politically Exposed Person (PEP) cases, and joint case investigations with federal law enforcement.
  • Conduct timely, special and complex investigations; enhanced due diligence research; real-time notification or reporting; transaction monitoring.
  • Collaborate with law enforcement and other financial institutions to address large scale or sensitive financial crimes including terrorist financing and money laundering.
  • Conduct SAR drafting, surveillance testing, link analysis, data mining and analytics.
  • Utilize a wide variety of research and transaction monitoring tools and Provide information for various regulatory and analytical reports.
  • Maintain strong knowledge of all applicable current and proposed Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) laws and regulations, specifically as they apply to money laundering, terrorist financing and OFAC.
  • Participate in BSA/AML training that may include webinars, periodicals and self -study in order to stay abreast of the BSA/AML laws and regulations.
  • Maintain awareness of national and world events and industry trends through press releases, real-time monitoring, and collaborative relationships with law enforcement, internal or external watch lists or other relevant sources to mitigate the company’s reputation or regulatory risk.
  • Performed transaction monitoring on banks reviews for high-risk geography; performed corresponding banking reviews and mitigate risk exposure for Deutsche Bank.
  • Provide recommendation on overall case investigation based all red flags found during internal and external research like negative news, potential structuring, hiding ultimate beneficiary owner (UBO), inconsistent business activity with the transaction, change in transaction patterns, and insufficient or suspicious information.
  • Experienced in using industry-standard AML tools including, Actimize, Norkom, LexisNexis, World Check and various Case Management tools.
  • Determined whether a Field Inquiry is required, or SAR should be filed and drafting narrative for each case substantiating the decision/recommendation.
AML Investigator (consultant), 02/2017 - 07/2017
Citigroup City, STATE,
  • Prepares investigation reports for each assigned high-risk client documenting KYC/Due diligence conducted for the client and all associated parties, judicious evaluation of negative news/media results, analysis of expected versus actual activity, review of prior alerts and investigations, and transactional activity reviews.
  • Completes pre-assigned tasks and specific projects such as reviewing all high, medium, and low risk transactions for a specific customer.
  • Analyze high risk wire transaction activity and provided final approval of investigative case analyses utilized for Suspicious Activity Report (SAR) preparation and filing.
  • Conduct due diligence inquiries on individuals, firms and organizations suspected of money laundering crimes and terrorist financing crimes, utilizing research and analysis of public records, commercial databases, global media sources and internet.
  • Documenting investigations and its results, and providing initial recommendations and dispositions with supporting reasons.
  • Conducting full analysis/Investigations on all types of accounts from low to high Risk countries for all group corresponding including, Wire transfers, ACHs, Checks, Cash….
  • Conduct enhanced due diligence for High risk clients using World Check, OFAC, Lexis Nexis, and other third-party internet related searches.
  • Reviewed KYC profile to comply with Citigroup Private Bank AML & KYC policies, including legal documents and identification.
AML/KYC Business Analyst – Documentation Specialist, 12/2014 - 01/2017
Credit Suisse City, STATE,
  • Perform and analyze client data management with Knowing Your Customer Sustainability (KYCS) procedures and reviews.
  • Support individual KYCs review metrics and report to senior management by complying with AML regulations for U.S & UK guidelines.
  • Communicating directly with sales and client to obtain KYCs documentation or validation, including enhanced Due Diligence and client screenings.
  • Create, amend, suspend, unsuspended, deactivate client accounts at party and subaccount level in CMS in order to support governance as a result of a KYCS review.
  • Ensure client reviews are in compliance with CID/AML procedural standards.
  • Provided excellent customer service /advice with full assistance to Fixed Income, Equities and Prime Services sales and trading personnel on processes as required.
  • Keep in tune with changing regulatory environment; be familiar with regulations that affect client management and control.
  • Perform analysis on Electronic Give-up Agreement System (EGUS) trading platform by initiating, reviewing, amending & executing daily agreements for Credit Suisse Securities (USA).
  • Coordinate with others internal teams for account (GMI) and trade allocation set-up including technology, references data services, brokerage, clearing futures and derivatives etc.
  • Assist the onboarding team, Marketing team and clients with all Give-up documentation requests and processing.
  • Maintain internal efficiency and process improvement projects.
AML Compliance Officer / AML Investigator, 03/2013 - 07/2014
Shaka Express Corp City, STATE,
  • Conducted BSA/AML compliance audit with applicable law, regulations and internal policies.
  • Filed, reviewed and maintained all Currency Transaction Reports, Cash Transportation Reports and Suspicious activities reports (CTR, SAR.).
  • Reviewed transactions such as OFAC, UN sanctions and make decisions to approve, blocked or rejected funds.
  • Updated software to be compatible with US PATRIOT ACT & Shaka Express Corp AML program.
  • Implemented procedures for detecting money laundering during transaction monitoring processes.
  • Maintained minimal errors and incidents.
Education and Training
Master of Science: Risk Management, Expected in 2021
-
New York University Stern School of Business (NYU - Stern,
GPA:
Status -
Certificate Fintech Law And Policy: Finance-Banking, Expected in 2020
-
Duke University - Durham, NC
GPA:
Status -
Certificate of Capital Markets in Finance: , Expected in 2016
-
Duke University - ,
GPA:
Status -
Master of Science: Marketing, Expected in 2008
-
University of North Carolina at Chapel Hill - Durham, NC
GPA:
Status -
Bachelor of Science: communication, Business Administration, Expected in 2005
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Institute Superior of Management (ISM) - Dakar,
GPA:
Status -

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Resume Overview

School Attended

  • New York University Stern School of Business (NYU
  • Duke University
  • Duke University
  • University of North Carolina at Chapel Hill
  • Institute Superior of Management (ISM)

Job Titles Held:

  • Associate special Investigator
  • AML Investigator (consultant)
  • AML/KYC Business Analyst – Documentation Specialist
  • AML Compliance Officer / AML Investigator

Degrees

  • Master of Science
  • Certificate Fintech Law And Policy
  • Certificate of Capital Markets in Finance
  • Master of Science
  • Bachelor of Science

By clicking Customize This Resume, you agree to our Terms of Use and Privacy Policy

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