aml kyc analyst resume example with 7+ years of experience
JessicaClaire
, , 609 Johnson Ave., 49204, Tulsa, OK100 Montgomery St. 10th Floor
H: (555) 432-1000
C:
resumesample@example.com
Date of Birth:
India:
:
single:
:
Professional Summary
Highly skilled in AML/KYC compliance with the ability to critically analyze and document case records. Proven track record of succeeding in investigating thoroughly and addressing money laundering issues, assessing the risks associated, and appropriately maintaining the escalation process. Very efficient in identifying urgent red flags while recommending and taking the proper steps in documenting the evidence discovered. Responsible for transaction monitoring, investigations, and filing Suspicious Activity Reports
Skills
Conducting Investigations
KYC/AML
Identifying Red Flags
Nice Actimize
Lexis Nexis
Time Management
MS Office Proficiency
Pivot Table
Highly Organized
Money laundering investigations
Experience using electronic data rooms and MS office
Work History
AML/KYC Analyst, 07/2020 - Current Etoro – Los Angeles, CA,
Implement KYC, AML, and other due diligence procedures on respondent institutions in Correspondent banking transactions by relying on FATF guidelines
Work with BSA/AML management to develop, implement, and maintain department policies and procedures related to BSA/AML and OFAC
Review and analyze BSA/CIP (customer identification program) and OFAC documentation for new accounts and Verify respondent institution’s information in correspondent banking relationships
Responsible for oversight and ongoing reviews of system scrubs performed for OFAC and 314(a) compliance
Pull active alerts and suspicious items to assist with alert clearing
Performed specific AML compliance-related functions, including KYC/CIP, enhanced due diligence, business due to diligence, and suspicious activity monitoring
Identify suspicious activities by following documented procedures for alert disposition and escalate alert for possible suspicious activity report filing
Provide detailed dispositions
Daily monitoring and coordination of BSA/AML compliance program due to strong knowledge of BSA/AML compliance program strong knowledge of the organization's business model and risk tolerance
Responsible for overseeing high-risk areas, such as Customer Identification Program (CIP); Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and Beneficial Ownership; currency transaction reports (CTRs); suspicious activity reports (SARs); wire transfers; monetary instrument sales for cash; high-risk customers; and regulatory reporting, etc.
KYC/AML Compliance Analyst, 09/2019 - 06/2020 Dollar Bank – Cleveland, OH,
Executed enhanced due diligence on high-risk clients and products
Performed searches utilizing company databases, Internet sources, and third-party vendors to acquire due diligence information on new/existing customers
Analyzed transactional history and customer data to determine the legitimacy and potential risks
Analyzed data, identified trends, and provided remedial suggestions to policy and service matters
Documented and reported all findings in case management software
Conducted enhanced due diligence (EDD) on existing clients per business CIP policies and the USA Patriot Act for International clients and sensitive domestic clients such as PEPs or those associated with high-risk industries or countries
Conducted event-triggered monitoring on PEPS to prevent and avoid specified unlawful activities
Ensured Compliance with AML by analyzing multiple database services.
AML Analyst, 03/2016 - 08/2019 Bnp Paribas – Vallejo, CA,
Communicated with and obtained information from account officers to support conclusions of customer activity reviews
Prepared narratives that summarized results of reviews to support decisions regarding analyzed activities
Drafted, reviewed, and submitted Suspicious Activity Reports (SAR)
Daily analysis of transactional information to identify risk, trends, and potential suspicious activities
Reviewed documentation to prevent fraud, money laundering, and identity theft while escalating red flags
Efficiently identify and monitoring of suspected suspicious activities and transactions.
Identified threats, vulnerabilities, and suspicious behavior patterns to recommend mitigation measures.
Performed yearly reviews of bank policies and procedures to evaluate compliance with regulatory requirements and standards.
Compliance Officer, 01/2015 - 02/2016 Advanced Call Center Technologies LLC – City, STATE,
Maintained knowledge of and communicated regulatory requirements and "best" practices
Reviewed and assisted in revising and developing company forms, agreements, and disclosures to ensure compliance with applicable laws, rules, and regulations
Provided detailed non-conformance reports to Chief Compliance Officer
Responded to complaints of compliance violations and provided compliance overview reports
Participated in and reviewed proposed changes to policies and procedures to comply with applicable regulatory and consumer/public interest laws, rules, and regulations and provided recommendations for changes
Stayed current on business trends through ongoing training as directed by Chief Compliance Officer
Conducted research on individual regulatory-related matters and identified and communicated regulatory compliance deficiencies.
Gathered, organized, and evaluated data to make accurate assessments of current operations.
Identified potential areas of compliance vulnerability and risk to develop and implement corrective action plans.
Monitored compliance with processes, policies, procedures, and standards regarding collection and management of annual contributions from shareholder companies.
Monitored data export from internal and external systems, identifying and reporting potential risks.
Education
Bachelor of Science: Economics, Expected in - Ambrose Alli University - Nigeria, GPA: Status -
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