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Aml Investigations Officer Resume Example

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Jessica Claire
  • Montgomery Street, San Francisco, CA 94105
  • Home: (555) 432-1000
  • Cell:
  • resumesample@example.com
Professional Summary
Reliable and focused BSA/AML Compliance Professional with 10 years of experience in due diligence,risk management,auditing ina commercial banking environment bringing a comprehensive background in risk management, project supervision and quality assurance.
Skills
  • Excellent interpersonal, written and verbal communication skills and computer proficiency.
  • Energetic and motivating leader with proven ability to effectively collaborate with personnel and projects.
  • Self starter and strong independent worker.
  • Strong interpersonal skills
  • Audit reporting
  • Fraud detection and prevention
  • Certified in Risk and Information Systems Control (CRISC)
  • Superior research aptitude
Work History
AML Investigations Officer, 2013 to Current
Burr & Forman LlpNashville, TN,
  • Review systematic Anti-Money-Laundering (AML) alerts and determine if transactions occurring are valid Anti-Money Laundering risks.
  • Perform encompassing research taking into account various AML risk factors and indicators to determine if a Suspicious Activity Report (SAR) requires completion.
  • Supported management through risk identification, control testing and process improvement procedures.
  • Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.


BSA/AML Auditor & Senior Consultant, 02/2012 to 2013
PROTIVITI, INC, ,
  • Assisted multiple financial institutions on the design and maintenance of their BSA/AML compliance program.
  • Assisted in a high-profile, AML transaction "look-back" projects,
  • Assisted in BSA/AML audit reviews for financial institutions, money laundering investigations to determine sufficiency of the overall AML program and the different function of CIP/KYC and EDD programs.
  • Enhanced the operational risk application to capture regulatory findings from agencies such as SEC and OCC.
Legal Administrator, 06/2007 to 02/2012
THE BANK OF NEW YORK MELLON, ,
     
  • Reviewed and responded to various legal documents (Subpoena and Asset Based Orders) and ensure that appropriate compliance expectations are met in a timely and efficient manner.
  • Acted as liaison between The Bank of New York Mellon\'s departments and various civil and governmental agencies, including the SEC, OCC, and the Attorney General's Office.
  • Placed appropriate holds on account (s); including restraining of the available assets and recommended closure of accounts.


Legal Specialist & KYC/AML/BSA Specialist, 03/2004 to 05/2007
MARATHON NATIONAL BANK OF NEW YORKCity, STATE,
  • Oversaw the investigation of Grand Jury Subpoenas, Judicial Subpoenas, Subpoenas Testificandum and Duces Tecum.
  • Reviewed suspect cases to identify possible patterns of money laundering activity on multiple company product lines, ensuring compliance with applicable internal policies and procedures and external regulations.
  • Researched statutes, decisions, legal articles and codes.
ACCOUNT RISK ANALYST , 02/2002 to 02/2004
INTERBANK OF NEW YORKCity, STATE,
  • Supported management through risk identification, control testing and process improvement procedures.
  • Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
  • Communicated audit results to upper management through written reports and oral presentations.
Affiliations
ISACA NY Metro Board of Director, Notary Public for the State of New York, Treasurer of the NYU, Graduate Degree Program, ACAMS Member
Education
Bachelor of Science: LEGAL STUDIES , Expected in 2006
JOHNJAY COLLEGE OF CRIMINAL JUSTICE - NEW YORK, NY
GPA:

Master of Science: INVESTMENT BANKING , Expected in 2008
NEW YORK UNIVERSITY, NYU SCPS - NEW YORK, NY
GPA:

Master of Science: ENTERPRISE RISK MANAGEMENT , Expected in 2011
NEW YORK UNIVERSITY, NYU, SCPS - NEW YORK, NY
GPA:

Associate of Arts: CRIMINAL JUSTICE , Expected in 2004
JOHN KAY COLLEGE OF CRIMINAL JUSTICE - NEW YORK, NY
GPA:
Languages
Fluent in written and spoken Albanian, Greek and partial knowledge of Spanish.

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Resume Overview

School Attended
  • JOHNJAY COLLEGE OF CRIMINAL JUSTICE
  • NEW YORK UNIVERSITY, NYU SCPS
  • NEW YORK UNIVERSITY, NYU, SCPS
  • JOHN KAY COLLEGE OF CRIMINAL JUSTICE
Job Titles Held:
  • AML Investigations Officer
  • BSA/AML Auditor & Senior Consultant
  • Legal Administrator
  • Legal Specialist & KYC/AML/BSA Specialist
  • ACCOUNT RISK ANALYST
Degrees
  • Bachelor of Science
  • Master of Science
  • Master of Science
  • Associate of Arts