Aml Investigations Officer resume example with 19 years of experience
JessicaClaire
Montgomery Street, San Francisco, CA94105(555) 432-1000, resumesample@example.com
Professional Summary
Reliable and focused BSA/AML Compliance Professional with 10 years of experience in due diligence,risk management,auditing ina commercial banking environment bringing a comprehensive background in risk management, project supervision and quality assurance.
Skills
Excellent interpersonal, written and verbal communication skills and computer proficiency.
Energetic and motivating leader with proven ability to effectively collaborate with personnel and projects.
Self starter and strong independent worker.
Strong interpersonal skills
Audit reporting
Fraud detection and prevention
Certified in Risk and Information Systems Control (CRISC)
Review systematic Anti-Money-Laundering (AML) alerts and determine if transactions occurring are valid Anti-Money Laundering risks.
Perform encompassing research taking into account various AML risk factors and indicators to determine if a Suspicious Activity Report (SAR) requires completion.
Supported management through risk identification, control testing and process improvement procedures.
Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Assisted multiple financial institutions on the design and maintenance of their BSA/AML compliance program.
Assisted in a high-profile, AML transaction "look-back" projects,
Assisted in BSA/AML audit reviews for financial institutions, money laundering investigations to determine sufficiency of the overall AML program and the different function of CIP/KYC and EDD programs.
Enhanced the operational risk application to capture regulatory findings from agencies such as SEC and OCC.
06/2007 to 02/2012Legal AdministratorTHE BANK OF NEW YORK MELLON | , ,
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Reviewed and responded to various legal documents (Subpoena and Asset Based Orders) and ensure that appropriate compliance expectations are met in a timely and efficient manner.
Acted as liaison between The Bank of New York Mellon\'s departments and various civil and governmental agencies, including the SEC, OCC, and the Attorney General's Office.
Placed appropriate holds on account (s); including restraining of the available assets and recommended closure of accounts.
03/2004 to 05/2007Legal Specialist & KYC/AML/BSA SpecialistMARATHON NATIONAL BANK OF NEW YORK | City, STATE,
Oversaw the investigation of Grand Jury Subpoenas, Judicial Subpoenas, Subpoenas Testificandum and Duces Tecum.
Reviewed suspect cases to identify possible patterns of money laundering activity on multiple company product lines, ensuring compliance with applicable internal policies and procedures and external regulations.
Researched statutes, decisions, legal articles and codes.
02/2002 to 02/2004ACCOUNT RISK ANALYST INTERBANK OF NEW YORK | City, STATE,
Supported management through risk identification, control testing and process improvement procedures.
Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Communicated audit results to upper management through written reports and oral presentations.
Affiliations
ISACA NY Metro Board of Director, Notary Public for the State of New York, Treasurer of the NYU, Graduate Degree Program, ACAMS Member
Education
Expected in 2006Bachelor of Science | LEGAL STUDIES JOHNJAY COLLEGE OF CRIMINAL JUSTICE , NEW YORK, NYGPA:
Expected in 2008Master of Science | INVESTMENT BANKING NEW YORK UNIVERSITY, NYU SCPS , NEW YORK, NYGPA:
Expected in 2011Master of Science | ENTERPRISE RISK MANAGEMENT NEW YORK UNIVERSITY, NYU, SCPS, NEW YORK, NYGPA:
Expected in 2004Associate of Arts | CRIMINAL JUSTICE JOHN KAY COLLEGE OF CRIMINAL JUSTICE , NEW YORK, NYGPA:
Languages
Fluent in written and spoken Albanian, Greek and partial knowledge of Spanish.
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