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Aml Investigations Officer resume example with 19 years of experience

JC
Jessica Claire
Montgomery Street, San Francisco, CA 94105 (555) 432-1000, resumesample@example.com
Professional Summary
Reliable and focused BSA/AML Compliance Professional with 10 years of experience in due diligence,risk management,auditing ina commercial banking environment bringing a comprehensive background in risk management, project supervision and quality assurance.
Skills
  • Excellent interpersonal, written and verbal communication skills and computer proficiency.
  • Energetic and motivating leader with proven ability to effectively collaborate with personnel and projects.
  • Self starter and strong independent worker.
  • Strong interpersonal skills
  • Audit reporting
  • Fraud detection and prevention
  • Certified in Risk and Information Systems Control (CRISC)
  • Superior research aptitude
Work History
2013 to Current AML Investigations Officer Burr & Forman Llp | Nashville, TN,
  • Review systematic Anti-Money-Laundering (AML) alerts and determine if transactions occurring are valid Anti-Money Laundering risks.
  • Perform encompassing research taking into account various AML risk factors and indicators to determine if a Suspicious Activity Report (SAR) requires completion.
  • Supported management through risk identification, control testing and process improvement procedures.
  • Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.


02/2012 to 2013 BSA/AML Auditor & Senior Consultant PROTIVITI, INC | , ,
  • Assisted multiple financial institutions on the design and maintenance of their BSA/AML compliance program.
  • Assisted in a high-profile, AML transaction "look-back" projects,
  • Assisted in BSA/AML audit reviews for financial institutions, money laundering investigations to determine sufficiency of the overall AML program and the different function of CIP/KYC and EDD programs.
  • Enhanced the operational risk application to capture regulatory findings from agencies such as SEC and OCC.
06/2007 to 02/2012 Legal Administrator THE BANK OF NEW YORK MELLON | , ,
     
  • Reviewed and responded to various legal documents (Subpoena and Asset Based Orders) and ensure that appropriate compliance expectations are met in a timely and efficient manner.
  • Acted as liaison between The Bank of New York Mellon\'s departments and various civil and governmental agencies, including the SEC, OCC, and the Attorney General's Office.
  • Placed appropriate holds on account (s); including restraining of the available assets and recommended closure of accounts.


03/2004 to 05/2007 Legal Specialist & KYC/AML/BSA Specialist MARATHON NATIONAL BANK OF NEW YORK | City, STATE,
  • Oversaw the investigation of Grand Jury Subpoenas, Judicial Subpoenas, Subpoenas Testificandum and Duces Tecum.
  • Reviewed suspect cases to identify possible patterns of money laundering activity on multiple company product lines, ensuring compliance with applicable internal policies and procedures and external regulations.
  • Researched statutes, decisions, legal articles and codes.
02/2002 to 02/2004 ACCOUNT RISK ANALYST INTERBANK OF NEW YORK | City, STATE,
  • Supported management through risk identification, control testing and process improvement procedures.
  • Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
  • Communicated audit results to upper management through written reports and oral presentations.
Affiliations
ISACA NY Metro Board of Director, Notary Public for the State of New York, Treasurer of the NYU, Graduate Degree Program, ACAMS Member
Education
Expected in 2006 Bachelor of Science | LEGAL STUDIES JOHNJAY COLLEGE OF CRIMINAL JUSTICE , NEW YORK, NY GPA:

Expected in 2008 Master of Science | INVESTMENT BANKING NEW YORK UNIVERSITY, NYU SCPS , NEW YORK, NY GPA:

Expected in 2011 Master of Science | ENTERPRISE RISK MANAGEMENT NEW YORK UNIVERSITY, NYU, SCPS, NEW YORK, NY GPA:

Expected in 2004 Associate of Arts | CRIMINAL JUSTICE JOHN KAY COLLEGE OF CRIMINAL JUSTICE , NEW YORK, NY GPA:
Languages
Fluent in written and spoken Albanian, Greek and partial knowledge of Spanish.

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Resume Overview

School Attended

  • JOHNJAY COLLEGE OF CRIMINAL JUSTICE
  • NEW YORK UNIVERSITY, NYU SCPS
  • NEW YORK UNIVERSITY, NYU, SCPS
  • JOHN KAY COLLEGE OF CRIMINAL JUSTICE

Job Titles Held:

  • AML Investigations Officer
  • BSA/AML Auditor & Senior Consultant
  • Legal Administrator
  • Legal Specialist & KYC/AML/BSA Specialist
  • ACCOUNT RISK ANALYST

Degrees

  • Bachelor of Science
  • Master of Science
  • Master of Science
  • Associate of Arts

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