Experienced Compliance Analyst with demonstrated understanding of BSA/AML/OFAC regulations and guidelines. Adept at performing financial documents review and digital records. Effective at directing, monitoring and inspiring team members to complete accurate and timely investigations and reports.
Skills
Risk mitigation strategies
Self-motivated individual with strong communication skills, great attention to details and the ability to work under pressure.
Law enforcement assistance
Policy assessment
Document processing
Analytical and Critical Thinking
Leadership
Strong computer and office administration skills with vast knowledge of Windows and Microsoft Office Suite (Word, Excel, PowerPoint, Access, and Visio), QuickBooks and AS/400
Work History
Senior AML Analyst, 05/2021 - Current Boston Private Financial Holdings – New York, NY,
Research, identify and analyze cryptocurrencies wallets from multiple sources, and document findings.
Review cryptocurrency transaction to determine if it is suspicious or not
Identify Crypto Transaction Alert scenarios
Document research findings to support risk-based decision-making and resolution to escalated fraud incidents.
Conducts transaction monitoring of assigned accounts to assess potential suspicious activity on the account, such as money laundering, terrorism financing and any other possible financial crimes activity.
Work with analytics software to obtain wallets history.
Recommend new software tools and enhancements to improve fraud detection, prevention and reporting efforts.
AML Compliance Analyst / IT Auditor, 04/2017 - 04/2021 Xpo Logistics Inc. – Chesapeake, VA,
Maintain discretion in handling confidential information.
Analyze alerts and investigating transactional activities to detect any suspicions of money laundering or terrorist financing activity.
Assist with the development and management of a compliance sign-off process for each department
Assist in the development of compliance initiatives and programs to comply with the respective legal, licensing, and regulatory obligations
Improve and maintain AML/CTF policies and procedures
Identify and inform of any changes to legislation and other regulatory requirements relating to AML/CTF
Confirm that initial risk rating is consistent with actual risk of specific Bank customers.
Prepare escalations for potential filing of suspicious activity reports on anomalous activity.
Report unusual client activities which might relate to money laundering or terrorist financing.
Review corporate documentation, legal documents, tax forms and other paperwork / information for completeness and accuracy.
Completing the initial customer risk rating process consistent with the Bank’s established processes.
Analyze with the goal to Mitigate risk for AML Scenarios such as (Patterns of Funds, Structuring, High Risk Geography, Change in Behaviors, Remote Deposit Captures) for Commercial, Consumer, Retail Banking clients.
Conduct searches, gathering data and recording evidence from Horizon Bank internal systems, Internet, commercial databases and inquire with business or Compliance contacts within Horizon Bank.
File SARS according to Bank Secrecy Act (BSA)
Report unusual client activities which might relate to money laundering or terrorist financing.
Customer Service Representative, 02/2014 - 03/2017 Apriori – Concord, MA,
Providing splendid customer services to customers in a courteous manner at all times
Managed large amounts of incoming calls
Providing information to customers on their coverage status and balances.
Handled customer complaints, provide appropriate solutions and alternatives within the time limits; follow up to ensure resolution
Me personal/customer service team sales targets and call handling quotas
Provided accurate, valid and complete information by using the right methods/tools
Built sustainable relationships and trust with customer accounts through open and interactive communication
Identify and assess customers’ needs to achieve satisfaction
Kept records of customer interactions, process customer accounts and file documents
Ensuring customers’ confidential is properly protected and only used for official purposes
Involved in performing some financial related and marketing transactions
Chanel complex customer complaints and challenges to the right quarters fro effective resolution
Continuously updating skills by participating in professional trainings , going for courses as instructed by management and be willing to contribute acquired knowledge to the development of the back
IT Support Administrator, 05/2011 - 01/2014 Procter & Gamble Co – City, STATE,
Entered and maintained departmental records in company database.
Devised and implemented improvements to reporting procedures.
Confirmed accurate completion of forms and reports for admission, transfer or discharge of each program participant.
Maintained computer networks and systems including software, mainframes, VPNs, routers, and other physical hardware
Installed and configure network equipment to update or fix hardware or software issues
Update virus protection software to keep data and communications protected
Monitored computer systems to improve network performance for computer systems and networks
Communicated networking issues to other employees and management, especially in training new users
Repair software and hardware configuration issues for users on-demand or from inspection of the systems
Education
Master of Science: Project Management , Expected in 03/2015 - Northeastern University - Boston, MA GPA:
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