AML Compliance Officer Resume Example
Results-driven, multilingual executive offering solid history of diversified regulatory and industry experience in AML Compliance, Banking, Client Base Development, and Investigative Journalism. Hands-on expert in Eastern European & CIS business cultures, ethnicities and markets. Expertise in the Latin American Markets Excels in implementation of risk-based monitoring and surveillance programs.
|
|
Handles high risk alerts by conducting in-depth due diligence and ample forensic analysis. Assisted with identifying and investigating suspicious activities as defined by the USA Patriot Act and the Bank Secrecy Act. Leveraged knowledge of multiple cultures and languages, as well as international business practices to impact market niches.
December 2010 to CurrentWedbush Morgan Securities － Chicago , IL
- Conducting global transactional surveillance to prevent the use of money laundering; terrorist financing, multi-jurisdictional crimes and bribery of public officials
- Perform globally AML/BSA and Fraud Investigations for HSBC corresponding banking division
- Identify and report suspicious activities for Latin America International Center (LAIC) - a heightened risk unit, covering Retail Bank and Wealth Management
- Review and analyzed all account activities to identify any unusual patterns, deviations and behaviors; and determine whether a Suspicious Activity Report (SAR) should be filed
- Handle high risk alerts by conducting in-depth due diligence and ample forensic analysis
- Perform multi-jurisdictional assessment of suspect's transactional behavior to identify unusual activities
- Utilize linguistic and multi-cultural expertise; Internet; Lexis-Nexus; World Check, CAMP Retail, CIF and various global references to achieve adequate resolution for the global investigations
- Monitor, Investigate, and Escalate accounts relating to PEP's in accordance with FCPA
- Interact with Business units to verify Source of Wealth, Relationships and Business Rationale
- Prepare data analysis for Suspicious Activity Reports
June 2008 to December 2010Center For Diagnostic Imaging － Greenwood , IN
- Consulted clients, assisted them with defining their needs and finding the right banking product tailored to requirements
- Examined checks deposited and determined proper funds availability based on banking and regulation requirements
- Conducted inspections over the procedures involved in handling counterfeit currency
- Assisted with identifying and investigating Suspicious Activities as defined by the USA Patriot Act and the Bank Secrecy Act
January 2002 to January 2007Tishman Speyer － Los Angeles , CA
- Operated a retail store within the company's established policy to achieve budgeted revenue
- Provided excellent customer service to new and existing clients
- Responsible for Cash Management, By-weekly Reports, Monthly Reports and Payroll, recruiting and training new employees
- Designed and arranged visual merchandise display
January 1992 to January 2000Bulgarian National Television － City , STATE
- Responsible for all aspects of television newsroom management and day-to-day operations
- Managed news assignments for a staff of 22 in addition to anchoring and reporting
- Wrote and coordinated nightly newscast
- Reported, shot stories, and conducted interviews
- Created, edited, and voiced programs on noteworthy people, placesand issues
- Lead Media Investigator on Money-Laundering and White-Color crime cases
- Investigative Journalist of the year honors
DISCLAIMER
Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.
How this resume score could be improved?
Many factors go into creating a strong resume. Here are a few tweaks that could improve the score of this resume:
- Completeness
- Formatting
- Word choice
- Length
- Measurable results
- Clear contact info
- Typos
Resume Overview
School Attended
- Sofia University “St. Clement Ochridski”
Job Titles Held:
- AML Compliance Officer
- Account Executive
- Assistant Manager
- Investigative Journalist/News Producer
Degrees
- Master of Science
Similar Resumes
