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aml compliance analyst resume example with 5+ years of experience

Jessica
Claire
resumesample@example.com
(555) 432-1000,
, , 100 Montgomery St. 10th Floor
:
Summary

5 years of experience in AML laws and regulations such as the US Patriot, OFAC, BSA, CDD, KYC. Advanced in the preparation of Suspicious Activity Reports (SARs) and Continuous Activity Reports (CAR). Expert at CDD, EDD and OFAC/Watch List/PEP. Proficient in monitoring transactions to identify possible structuring, Money laundering or terrorism financing. Skilled in reviewing alerts, building a case on any suspicious activity brought to the scope of the AML department as well as escalating to management

Skills
  • Lexis Nexis
  • Pivot tables
  • World base
  • MS Office 365 word
  • PowerPoint, Excel
  • World check
  • DDIQ
  • Entropy
  • Secretary of state website.
  • Xerox
  • RDC
  • ECRR
  • PDF Creator
  • LLC University
  • Excel
  • Chainanalysis
  • Actimize
  • Clear
  • Hummingbird
Education and Training
Ladoke Akintola University of Technology , Expected in 02/2007 Bachelor of Science : Agricultural Economics Technology - GPA :
Certifications

ACAMs in view 2023 CFE in View 2023

Experience
Amazon.Com, Inc. - AML Compliance Analyst
Concord, NC, 05/2022 - Current
  • Maintained fraud analysis models to improve functionality of company systems.
  • Investigated fraud referrals and researched to minimize risk and resolve inquiries.
  • Reviewed compliance publications and websites and participated in conferences and other training events to stay apprised of regulatory matters and developments.
  • Prepared reports, metrics and research to support fraud initiatives and projects.
  • Conducted periodic internal account or customer reviews to identify potentially suspicious activity.
  • Liaised with leadership to discuss customer activities and trends that implicated potential money laundering or terrorist financing.

· Write suspicious activity reports, addressing Currency Transaction Report (CTR) alerts, sanctions alerts, and other applicable AML processes in accordance with regulations and

time limitations

· Draft and prepare Suspicious Activity Reports ("SARs") after thorough investigations.

Facebook - Transaction Monitoring Analyst
Chicago, IL, 11/2021 - 06/2022
  • Conducted investigations and took appropriate actions to resolve concerns.
  • Monitored risk assessments and assessed validity using industry-specific methods.
  • Used Excel pivot tables, charts and reports to break down and analyze information.
  • Kept comprehensive logs tracking compliance documents and tasks to contribute to achieve conformity with company policies and client expectations.
  • Participated in new client onboarding and contract renewal processes, conducting due diligence on contract performance and recommending adjustments to better meet client needs.
  • Collaborated with AML officials to analyze transaction data and identify patterns and trends potentially indicative of unethical activity.
  • Researched and validated contract performance data and basic client profile information to achieve total database content accuracy.
  • Reviewed customer financial data to ascertain level of risk involved for extending credit.
  • Requested financial documents from customers.
  • Monitored and maintained compliance with internal controls and government regulations.
USAA Investment Management - AML Investigator
City, STATE, 10/2021 - 02/2022
  • Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
  • Prepared reports, metrics and research to support fraud initiatives and projects.
  • Conducted periodic internal account or customer reviews to identify potentially suspicious activity.
  • Identified potential threats, vulnerabilities and suspicious behavior patterns and recommended mitigation measures.
  • Produced in-depth reports outlining findings and recommendations for improvement.
  • Interfaced with bankers to obtain information related to client's transaction activity.
Lending Point - AML/KYC/EDD Analyst
City, STATE, 02/2018 - 10/2021
  • Maintain a current understanding and knowledge of AML, KYC, Due Diligence, and financing issues, policies, and procedures
  • Identity excessive risk, fraud, and reviews of misrepresentation in a transaction
  • Investigate the accounting documents of each department and the organization as a whole to ensure compliance of each transaction with the set accuracy, legal, and ethical standards
  • Utilize the U.S
  • Patriot Act, Bank Secrecy Act, AML, OFAC, and other AML regulatory policies
  • Verify accuracy of input from the customer and collateral information in the Main Processing Queues
  • EDD, CDD conducted on the financial institution’s customer on a day to day basic
  • Sanction review on transactions being initiated by the Bank in real time
  • Ensure decisions not to file a SAR are well supported and recorded
  • Conducted investigations into questionable account activity identified during review
  • Prepared and filed Suspicious Activity Reports ("SAR") for escalated activity
  • Conducting suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes
  • Work closely with AML Process Managers to perform other critical functions
  • Build and maintain awareness of the broader context and implications of the various types of risk affecting the business including financial, legal, and reputational
  • Review system alerts, assessing impact to AML processes, conducting research as required, and documenting results
  • Write suspicious activity reports, addressing Currency Transaction Report (CTR) alerts, sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations
  • Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules
  • Handle issues as appropriate for advanced investigation and analysis
  • Support team supervisors in executing certain responsibilities
  • Perform special projects as needed
  • Research, analyze, and investigate high risk account behavior for potential Money Laundering or Terrorist Financing related suspicious activity in accordance with Federal/Institutional policies and procedures
  • Review and detect transactional alerts from transactional activity (including wire transfers, checks, security transactions, trade finance letters of credit, loans and cash letters)
  • Request additional information by contacting various compliance or business personnel in the organization to determine if the unusual transactions warrants closure of the investigation or if further reporting is warranted
  • Review of KYC documentation and due diligence research for new and existing clients in consideration of temporary exceptions
  • Review of other AML analysts work
  • Draft and prepare Suspicious Activity Reports ("SARs") after thorough investigations.
Accomplishments
  • Consistently maintained high customer satisfaction ratings
  • Recognized as Employee of the Year for outstanding performance and team contributions.

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Resume Overview

School Attended

  • Ladoke Akintola University of Technology

Job Titles Held:

  • AML Compliance Analyst
  • Transaction Monitoring Analyst
  • AML Investigator
  • AML/KYC/EDD Analyst

Degrees

  • Bachelor of Science

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