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Professional Summary
Highly organized AML Analyst with experience in reviewing and analyzing members and business account activities and identifies possible money laundering, terrorist financing, and other fraud and suspicious activity. In-dept understanding of anti-money laundering laws and regulations such as OFAC, BSA, US Patriot, KYC, CDD. Experienced in preparation of Suspicious Activity Reports (SARs) and Continuous Activity Reports (CAR).
Skills
Document processing
Lexis Nexis
Google
Pivot Table
DDIQ
MS Office (Excel,Powerpoint and Word)
World Check
Excellent Communication Skills
Attention to details
Quick Learner
Data Management
Analytical and Critical Thinking
Work History
02/2018 to CurrentAML/Compliance AnalystGenesis Global Trading, Inc. | New York, NY,
Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Collect and document alert, case or Suspicious Activity Report (SAR) history; customer background and Know Your Customer (KYC) information; relevant account and transaction data; plus any other required information to assist in the investigation and (EDD) Enhanced Due Diligence duties.
Maintain the OFAC sanctioned country list, ensure it is up to date, and evaluate affected PenFed accounts when the list is modified. Take immediate action to block any accounts that involve an OFAC match, and file the required report within 10 days.
Update accounts and analyze/report suspicious transactions or account activities captured within the bank's system.
Document and report case review/investigation findings and prepare case files for review (e.g., media search results, copies of statements/checks, results from internal system searches etc.).
Support the GCB NAM AML Program Oversight Entity by maintaining control activities including Records Management, Continuity of Business, End-User Computing assessments and tracking, Key Risk Indicator tracking & reporting, iCAPS Issue tracking, and MCA maintenance.
Prepare regulatory reports, Requests for Information (RFI) and Patriot Act requests.
Assist with the disposition cases according to agreed upon business Service Level Agreements (SLAs).
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
12/2015 to 01/2018AML Operations AnalystBank Ozk | Keller, TX,
Assist in overall management of risk-relevant matters associated with prospective clients identified by the First Line Unit during Client Due Diligence (CDD) and EDD processes to ensure continued knowledge of the existing client base and any material changes to client information
Acts as a point of contact with respect to the AML/KYC outsourcing arrangement with ACA Compliance Group, and any other AML/KYC-related service arrangements.
Review and analyze underlying information gathered to assess reasonable cause to close or escalate an alert to SAR; prepare SARs for filing with FinCEN when applicable.
Build relationships with AML Investigations units, effectively communicating and transferring information for case investigations
Promote a culture of compliance to ensure efficient and effective risk and compliance management practices, adhering to required standards and processes.
Exercise appropriate judgement to manage firm AML and KYC requirements in a variety of scenarios, including those outside of defined system parameters. Take specific action based on judgement of individual scenarios
Work closely with the Revenue team to ensure business objectives are being met, while protecting Circle from money laundering and terrorist financing risk
Compiles information related to risk and compliance including AML/BSA, MTL regulations, KYC procedures, OFAC screens, internal onboarding policies and procedures, FinCEN regulations and State requirements.
Generated reports of findings to help management with making key decisions.
08/2013 to 10/2015Operations SpecialistDepartment Of Health And Human Services | Burlington, VT,
Served as a source to educate staff regarding reasons for delayed or stopped transactions.
Worked with the treasury group to raise funds through the Fed or pull from line of credit to meet companies' needs.
Issued recommendations in accordance with government sanctions and regulations regarding OFAC.
Ensure all electronic SWIFT payments (MT202, MT103 and MT910) and manual payments were executed on time, including efficient processing to meet daily CHIPS and deadlines.
Trained 6 staff in bank process and procedures and handled cash management activities to ensure the bank was fully funded to accommodate transactions.
Assisted various departments with change by communicating new improvement plans and expectations.
Resolved compliance related payment issues for various department.
Presented ideas to improve payment processing and workflow,
Education
Expected in 09/2010Associate of Science | Business And Managerial EconomicsBaruch College of The City University of New York, New York, NYGPA:
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