aml analyst resume example with 5+ years of experience
Meticulous Compliance Investigator experienced in reviewing financial documents and digital records. Effective at directing, monitoring, and inspiring team members to complete accurate and timely investigations and reports. Meticulous compliance investigator offering 3 years of experience in the field and enterprising, diligent style. Creative and critical thinker with strong innovative problem-solving skills. Effective and empathetic communicator in the resolution of routine and non-routine customer inquiries. Successful investigating large recordists to make accurate evaluations of structures and practices. Versed in applicable audit processes and procedures. Versed in applicable audit processes and procedures. Familiar with identifying urgent red flags and taking the proper steps in documenting the evidence discovered. Passionate about exceeding the standard quality and ensuring high-quality standards are maintained for AML/KYC.
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- Reviewed accounts for potential money laundering and/or terrorist financing activity.
- Do due diligence on respondent institution when handling corresponding banking transaction.
- Obtain information directly from respondent institution when establishing new correspondent banking relationships.
- Patriot Act, Bank Secrecy Act, AML, OFAC, and other AML regulatory policies.
- Verify accuracy of input from customer and collateral information in Main Processing Queues.
- Prepare and file Suspicious Activity Reports ("SAR") for escalated activity.
- Gather sufficient information to understand respondent institution’s business's nature in line with identified risks.
- Conducting suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence, or other AML processes.
- Review negative news and OFAC/Watch List/PEP alerts generated by automated systems.
- Review and detect transactional alerts from transactional activity (including wire transfers, checks, security transactions, trade finance letters of credit, loans, and cash letters).
- Request additional information by contacting various compliance or business personnel in organization to determine if unusual transaction warrants closure of investigation or if further reporting is warranted.
- Perform name and account-based research on lists and reports provided through established resources to determine if evidence of money laundering activities exists
- Prepare required reports including Suspicious Activity Reports (SARs)
- Evaluate transactions and customer relationships for Money laundering activities, identifying red flag issues and escalates within AML framework for further investigation
- Provide additional support with AML compliance organization on more complex issues, including research techniques and capabilities, as well other solutions as appropriate
- Draft AML Compliance training guides to reinforce knowledge of key information and policies
- Solicited feedback from attendees, ensuring full understanding of material presented
- Review negative news and OFAC/Watch List/PEP alerts generated by automated systems
- Review monthly and daily transaction alerts, client trading activity, client file review, conduct due diligence searches and metrics
- Actively participates in annual AML risk assessment by testing adherence to AML policy and procedures by LOBs
- Collect and examine financial statements and documents to assist in identifying unusual transaction patterns
- Document all research and analysis conducted in Case Management System.
- • Performed (“KYC”) reviews on high volumes of customer applications and follow-up with customers to resolve issues or obtain additional documentation as needed.
- • Initiating and completing high-quality KYC cases, documenting each review hereby completing QC checklist
- • Assist in supporting other Financial Crimes Compliance functions as needed, including OFAC screening, transaction monitoring, and record-keeping
- • Performed AML transaction monitoring and case review
- • Contacted clients in person, by phone, or in writing to ascertain compliance with required or recommended actions.
- • Developed team communications and information for meetings
- • Participated in team-building activities to enhance working relationships
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Resume Overview
School Attended
- LAUTECH
Job Titles Held:
- AML Analyst
- AML Analyst
- Operation Manager
Degrees
- MBA
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