kyc analyst resume example with 5 years of experience
JessicaClaire
, , 100 Montgomery St. 10th Floor(555) 432-1000, resumesample@example.com
Professional Summary
Compliance Analyst Highly motivated, enthusiastic professional with a positive attitude and strives to ensure that all tasks are accomplished. A team player with strong organizational, interpersonal and communication skills. Has over 5 years of risk analysis, SLA, SLM compliance, AML, IT Risk compliance and audit (internal control). International law knowledge both as an AML officer and InfoSec (Sarbanes Oxley) with experience working with consulting firm and banking institutions. In my previous roles I had experience in compliance within legal and business environments, SSAE 16/18, processing required FinCEN forms and insights to connecting data from multiple sources to provide concrete report and analyses.
Skills
STR/ SAR/CTR Filings
FINCEN/OFAC/FINRA
Regulatory polices
Customer Due Diligence (CDD
KYC Procedures
Sarbanes Oxley
Enhance Due Diligence (EDD)
RTO RPO DRP
Risk Assessment & Analysis
Sox Audit
Electronic Data Interchange
COBIT 5
CAAT
SLA’s and SLM
Identifying Red Flags
Work History
07/2020 to CurrentKYC AnalystBnp Paribas | Paynesville, MN,
Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients;
Thoroughly and succinctly document the research and analysis related to the financial activity and related entities of Clients, for an audience that includes Management, Regulators, Internal Audit, Senior Managers and Internal Compliance;
Manage suspicious activity cases and alert in cases management tool in a timely and efficient manner while filling Suspicious Activity Reports (SARS) in accordance with regulations and time limitation
Periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that CBC (due diligence) standards are complied with; also that the files and risk assessments are current and up to date
Investigating high risk clients and reporting where necessary, including politically Exposed Persons, and obtaining all necessary documentation to complete the client file;
Process entries to open/close clients' account on our KYC / Related Parties and CDD database, and instruct Client Desk to open/close the accounts on account level in Equation where applicable.
Analyze Suspicious Activity Reports (SARs) for any suspicious that were detected during the review and hight-risk customer investigation
09/2018 to 06/2020AML InvestigatorFacebook | Austin, TX,
Provide information in response to Grand jury subpoena, victim subpoena, civil subpoena and criminal subpoena in conformity with 314(a) of Patriot Act
SAR write up on suspicious activity, using internal review to decide if the account will be recommended for termination, non-issued or remove from closing process
Utilize systems such as ACTIMIZE, ICAN, IRIS, CDI, SASSY and CHORDIANT to investigate CDD
Utilize Lexis-Nexis and Google search for external EDD
Review content of negative news to determine if account will be terminated or non-issued
Utilize U.S
Patriot Act, Bank Secrecy Act, OFAC, SEC and other AML regulatory policies to improve compliance
Investigate alleged policy violations; provide detailed notes and reports of findings to other affiliated FIU (Financial Investigation Unit)
Investigate violation of AML norms that may warrant hot-listing or close down account and use CIP to differentiate between victim and perpetrator of fraud
Identify & investigate fraud typology such as rapid movement of fund, first party fraud, structing, international wire fraud, foreign corrupt practices act, identity theft, 314a & 314b and etcetera
Investigate TMO transaction monitoring alert to decide if it’s consistent with AML norms
Using KYC to monitor and make transactional analysis/audit of high - risk (individuals and business entities) customer’s activity
Account audit to review transaction pattern and investigate wire transfers when transactions deem suspicious.
04/2017 to 08/2018KYC/AML Compliance AnalystIberia Bank Corp | City, STATE,
Conducts initial analysis of new account EDD packages
Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support Front Office by providing guidance on KYC compliance requirements
Translate AML policy for the Front Office to understand and execute
Ensure KYC standard/policy is consistently applied in the Front Office
Ensure client vetting data and document processing comply with regulations, guidelines, standards and policies for all new accounts.
Obtains and reviews required EDD documentation in accordance with CUSO policy and procedures
Completion of Final Due Diligence Checklist and negative news searches.
Conducts initial review of Periodic KYC Reviews
Escalated unusual or suspicious activity, after performing due diligence using internal/external research tools(i.e world check, SAR database and internal searches).
Education
Expected in 11/2014 to to Master of Science | Business AdministrationUniversity of Benin City, Nigeria, GPA:
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