aml kyc transaction monitoring analyst resume example

Lead property & casualty insurance due diligence projects.

Work directly with private equity or corporate clients as well as their other outside advisors which typically include accounting, legal and environmental experts.

Coordinate with internal resources to develop findings including brokerage teams, actuarial experts, surety experts, Reps and Warranties brokers, originators and other M&A team members.

Analyzed mortgage loan applications with affiliated credit documents under FNMA, FHLMC or FHA underwriting guidelines.

Authorized files cleared of conditions for scheduling to close their real estate transactions and submitted loans to be sold in secondary market or private investors.

Research Job Sites for company bids regarding construction placement for General Contractors.

Monitored calls, maintained General Contractor and Engineers scheduling for appointments, filing of advertising and design materials.

Coordinated with various accountants regarding reconciliation of all receipts obtained from various job sites for banking and accounting purposes.

Organized details of special events, travel arrangements and itineraries for General Contract.

Manage and execute client deliverables including interim email updates, phone conversations and final report.

Analyze and provide technical input on insurance coverage, claims history, insurance-related collateral, surety bonds and insurance sections of draft purchase agreement.

Restocked supplies and placed purchase orders to maintain adequate stock levels.

Coordinated travel arrangements by booking airfare, hotel and ground transportation.

Organized weekly staff meetings and logged minutes for corporate records.

Maintained staff directory and company policy handbook for human resources department.

Met 12-hour timeline consistently, turning around applications quickly with firm approval or denial decisions

• Conducted compliance reviews for accounts and transaction activities across bank branches.
• Ensured that the Bank's AML regulations were adhered to and monitored account activity accordingly.
• Partnered with the client facing teams to collect required legal documents and associated information to meet all regulatory and internal policies.
• Provided subject matter expertise on negative media review project for high-risk customers.
• Provided quality control and audit review of due-diligence reports on KYC records.
• Reviewed banking records and KYC documents and conducted due diligence reviews for customer on boarding.
• Liaised with the Financial Intelligence Unit to identify and report potentially suspicious activity.
• Provided oversight of first line business unit on risk, compliance, and AML responsibilities and deliverable. · Worked with business partners and external parties as needed to resolve issues and ensure adherence to bank policies/regulations/guidelines.
• Processed additional information requests (RFIs) by liaising between customers and legal department. · Produced weekly report on compliance with legislation, best practices and internal policies.
• Reviewed audit and monitoring reports related to consumer and client activities.
• Worked in conjunction with business unit to support requests from 2nd and 3rd line.
• Cultivated effective relationships with internal business partners to successfully achieve organizational goals.
• Stayed current with latest changes to applicable regulatory standards and company procedures.