(555) 432-1000,
Montgomery Street, San Francisco, CA 94105
Highly motivated Sales Associate with extensive customer service and sales experience. Outgoing sales professional with track record of driving increased sales, improving buying experience and elevating company profile with target market.
Office Support System: Collaborate, MyStateStreet Platform, Citrix, ISS, Murva, Rumba, BBH Fax Management System (FMS), Lotus Notes, Oracle, Keystone, Clarity, NetX360, Jedi, Microsoft Outlook, Lync, Powerpoint, Word, Excel(strong V-LookUp Pivot Tables skills) Abode Reader, Swift messages
Education and Training
NOVA SOUTHEASTERN UNIVERSITY Fort Lauderdale, FL Expected in May 2013 Bachelors of Science : Finance - GPA : Finance
America International Group, Inc AIG - Quality Assurance Coordinator/ Business Analyst Consultant
City, STATE, 01/2016 - 01/2017
  • Analyzing the risk associated with AIG vendors by auditing the website content.
  • Act as a third party on the Digital Marketing Solutions (DMS) team to inform website owners of any violations reported by our vendors.
  • Follow up with remediated projects.
  • Update DMS website inventory database.
  • Generate reports for internal auditing purposes.
  • Understand and identify all violations that breach AIG's policy.
International Fund Services (NA) LLC, A State Street Company - Anti-Money Laundering Analyst Associate 2/Compliance Consultant
City, STATE, 11/2014 - 11/2015
  • Ensure efficient identification and monitoring of suspicious activities and transactions under AIS Investors Services and ensure to report any suspicious activities to IFS AML Compliance Department.
  • Investigate potential money laundering risk to ensure our investors are using the proper regulated institutions based on jurisdiction.
  • Daily assessment of AML documentation for Hedge Fund investors administered by IFS.
  • Conduct regulatory, intelligence, and law enforcement research in support of possible civil enforcement actions.
  • Review monthly subscriptions booked by TA of investors AML documentation.
  • Prepare weekly AML reports sent out to TA teams or directly to IFS clients.
  • Assist with CDD compliance projects for onboarding or remediated clients.
  • Schedule monthly AML calls with my clients in order to escalate or revolve issues with documentation and update our clients on any changes obtaining to KYC material and documents policies and procedure.
Jefferies, LLC - New Accounts Compliance Consultant
City, STATE, 05/2014 - 08/2014
  • Responsible for scanning and shipping all old and existing clients' documents into Jefferies' database.
  • Supported the Jefferies Bache New Account department with Dodd Frank Remediation Process.
  • Managed all onboarding documentation for clients trading or investing in Over the Counter Markets.
  • Organized boxes based on ledger account.
  • Gained knowledge of Jefferies' due diligence process.
Brown Brothers Harriman - Funds Transfer Consultant
City, STATE, 01/2014 - 03/2014
  • Performed Transfer Agent Functions for BBH (a Custodian Bank/ Investment Firm) while gaining extensive experience of the cash accounting cycle and KYC.
  • Initiated domestic and foreign outgoing and incoming wire payments and receipts from capital transactions of investors.
  • Investigated or dispute any suspicious or fraudulent activity in accordance with State and Federal regulations.
  • Monitored Swift message queues to ensure BBH payments were sent and received on time.
Bank Of America Merrill Lynch Wealth Management - WFC - Institutional Central Supervision Analyst/ Operation Specialist III
City, STATE, 01/2013 - 11/2013
  • Researched Bank of America clients so as to ensure that entity classification in the bank's regulatory compliance reporting is accurate.
  • Applied detail-oriented skills to research and classify over 10,000 accounts.
  • Operated independently to research and validate client North American Industry Classification System (NAICS) Code.
  • Created detailed excel documents to assess the risk associated with each existing or preexisting client and classified them accordingly.
  • Assessed client entities' compliance with Bank of America's internal policies regarding engagement model restrictions.
Bank Of New York Mellon - Global Network Contractor
City, STATE, 06/2012 - 08/2012
  • Functioned in the International Clearance Department enrolling new and terminating old clients' accounts.
  • Assisted with Know-Your-Client (KYC) and Anti-Money Laundering (AML) procedures by verifying that Pershing LLC had received all paperwork and identification required by the DTCC in accordance with financial regulations.
  • Maintained client focus by responding promptly to inquiries.
  • Responsible for organizing standing data in clients' records and archiving of clients' record.
  • Reported daily projects to the Settlement's Department.
basic French, basic Spanish
Accounting, auditing, KYC, Citrix, Client, clients, database, detail-oriented, documentation, due diligence, Fax, financial, focus, basic French, internal auditing, inventory, law enforcement, ledger, regulatory compliance, Lotus Notes, Marketing, Excel, Money, Office, Microsoft Outlook, Powerpoint, Word, Oracle, organizing, Pivot Tables, policies, reporting, research, Rumba, scanning, shipping, Spanish, Swift, website, website content

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Job Titles Held:

  • Quality Assurance Coordinator/ Business Analyst Consultant
  • Anti-Money Laundering Analyst Associate 2/Compliance Consultant
  • New Accounts Compliance Consultant
  • Funds Transfer Consultant
  • Institutional Central Supervision Analyst/ Operation Specialist III
  • Global Network Contractor


  • Bachelors of Science

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