Motivated and detail-oriented professional with five years of financial services experience that quickly moved up the ranks at current firm. Possesses outstanding interpersonal, analytical, and organizational skills. Seeks financial planning role at investment firm where building lasting client relationships while helping clients achieve their objectives and goals is a priority.
NASAA Series 63 License
FINRA Series7 License
Certified Financial Planner Candidate
Quickly learns software programs
Strong problem-solving capabilities
Excellent attention to detail
to Current Investment Marketing Resources, Inc. – Houston,
Prepared Investment Reviews and Financial Plans for clients.
Participated in client meetings in collaboration with Advisors. Took notes on meeting discussion. Established working relationships with clients during data gathering and planning process. Followed up with clients and delegated implementation duties.
Assisted advisors with researching products or special projects.
Answered clients' questions about the purposes and details of financial plans and strategies.
Met with wholesalers to learn new product offerings.
Registered Client Services Representative, 02/2013
to 12/2014 Investment Marketing Resources, Inc. – Houston,
Provided direct support to Advisor with over $150 Million AUM and over 300 clients.
Prepared Morningstar reports for client meetings and necessary paperwork.
Coordinated shift of client portfolios from Wealth Management System to Loring Ward.
Developed and implemented standardized processes and procedures for providing client service.
Prepared Financial Plans including retirement projections.
Scheduled and attended meetings with 401(k) clients. Bid plans and assisted in plan design and implementation.
Information Systems Administrator, 04/2012
to 01/2013 Investment Marketing Resources, Inc. – Houston,
Processed transactional and account service requests from Advisors including trades, transfers, withdrawals, and opening and closing accounts.
Verified requests were timely and accurately completed.
Assisted with data management and systems setup in Junxure including training staff.
Continued maintaining Morningstar database and website.
Information Systems Administrator/Receptionist, 12/2010
to 04/2012 Investment Marketing Resources, Inc. – Houston,
Maintained and updated company website and designed current format with website provider.
Updated Morningstar database which included data entry of missing security transactions and researched and calculated cost basis.
Provided guidance and support with minor technology problems. Set up workstations and installed and updated software on network.
Oversaw conversion of CRM database to Junxure. Once fully implemented, trained employees how to use the new system.
Continued Receptionist duties when needed.
Receptionist/Administrative Assistant, 08/2010
to 12/2010 Investment Marketing Resources, Inc. – Houston,
Operated the multiline telephone system.
Welcomed and seated clients for their appointments.
Assisted and supported the Advisors and their Teams as needed.
Certificate: Financial Planning,
2015 Bryant University - Smithfield,
Master of Science: Management Information Systems,
2001 University of Houston - Clear Lake - Houston,
Bachelor of Arts: Sociology,
University of Texas - Austin,