external wholesaler resume example with 20+ years of experience

Jessica Claire
Montgomery Street, San Francisco, CA 94105 (555) 432-1000,
Professional Summary

Highly-accomplished and detail-oriented business professional successful at attaining sales goals with 27+ years experience in the Financial Services industry with a clean FINRA U-4. 14+ years experience Wholesaling Alternative Products (primarily Reg. D offerings) in the BD, RIA, Bank, Family Office & Institutional channels. Possess outstanding interpersonal, analytical, presentation and organizational skills. An effective and successful National Sales Director & External Wholesaler. Territory covered - Southeast US with primary emphasis on Florida. Excellent Key Account Management & Business Development skills & experience. Successful at developing relationships and recruiting Financial Advisors and Insurance Agents to offer financial products to their clients.

  • Exceptional sales skills
  • Energetic and proactive
  • Excellent work ethic
  • Strong interpersonal skills
  • FINRA Series 7 & 63 licenses
  • Florida 215 license (Life, Health & Annuity)
  • AAMS Designation
  • Proficient in MS Office programs
  • Strong problem-solving capabilities
  • Excellent supervisory & management skills
  • Excellent public speaking skills
  • Extremely organized
  • Ability to lead & motivate peers
  • Excellent Budget management skills
Background & Experience
10/2001 to Current External Wholesaler Truist Financial Corporation | Jupiter, FL,

Independent External Wholesaler. Investment products & funds represented: Various Mutual Funds, Annuities, Life Insurance products, Hedge Funds & many Reg. D Private Placement Offerings. Focus on the BDs, Banks, RIAs, Family Office & Institutional channels of distribution. Duties: Responsible for negotiating selling agreements, territory sales & wholesaling of various financial products. Consistently exceed annual sales goals. Raised in excess of $1.21 billion for all financial product lines as of 9/23/2016. Extensive relationships throughout Southeast US territory. Large network of Producing Financial Advisors in all distribution channels. Attend industry conferences. Travel 90% annually throughout Southeast US & major metros across the US.  Represented Hartman Real Estate Funds, Mammoth Equities Real Estate Funds, NetREIT Funds, Healthcare Properties Funds, Two Oaks Mutual Funds, Tricoastal Hedge Funds, Mainstay Healthcare Properties Funds, Cantor Real Estate Funds, Wheat Capital Real Estate Funds, Bayshore Debt Hedge Funds.  

02/1998 to 10/2001 External Wholesaler & Business Development Lakeland Bank | Highland Mills, NY,

Responsible for territory sales & wholesaling of various financial products in various distribution channels, including Banks, RIAs, BDs, Family Offices & Institutional Investors. Consistently exceeded territory sales goals. Primarily wholesaled Alternative Investments via Reg. D offerings). Solicited Insurance Agents & Financial Advisors to offer financial products to their clients. Assisted with obtaining Sales Agreements. Assisted Financial Advisors with closing sales as necessary. Trained Financial Advisors & Insurance Agents regarding financial products. Traveled 90% of the year within territory - Southeast US & Puerto Rico. Attended industry conferences. Responsible for management of territory budget. Employed by Aegon Transamerica.

12/1992 to 03/1998 VP - Financial Advisor Bank Of America Investments (including Barnett Bank & Nations Bank) | City, STATE,

Profiled and analyzed investment products to develop customized financial strategies for clients\' financial needs. Sold financial products including stocks, bonds, mutual funds & annuities. Interviewed clients to determine current income, expenses, insurance coverage, tax status, financial objectives, risk tolerance and other information needed to develop a financial plan. Consistently exceeded sales goals. Recommended investments and investment timing to companies, investment firm staff and the public.

Expected in 1987 to to Bachelor of Science | Business University North Carolina - Wilmington, Wilmington, NC GPA:
Expected in 1982 to to Associate of Applied Science | Communications Lenoir Community College, Kinston, NC GPA:

By clicking Customize This Resume, you agree to our Terms of Use and Privacy Policy

Your data is safe with us

Any information uploaded, such as a resume, or input by the user is owned solely by the user, not LiveCareer. For further information, please visit our Terms of Use.

Resume Overview

School Attended

  • University North Carolina - Wilmington
  • Lenoir Community College

Job Titles Held:

  • External Wholesaler
  • External Wholesaler & Business Development
  • VP - Financial Advisor


  • Bachelor of Science
  • Associate of Applied Science

By clicking Customize This Resume, you agree to our Terms of Use and Privacy Policy

*As seen in:As seen in: