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regulatory compliance manager resume example with 15+ years of experience

Jessica Claire
  • , , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
  • Home: (555) 432-1000
  • Cell:
  • resumesample@example.com
  • :
Summary

Meticulous and knowledgeable Compliance Manager with 6-year record of success in policy development, program management, risk mitigation and operational planning. Proficient in maintaining regulatory compliance and correcting systemic issues in collaboration with business managers. Team-focused, consistent and diplomatic with a focus on building strategic alliances and enhancing company standing.

Skills
  • Audit Oversight
  • Leading Audits
  • Regulatory Documentation
  • Regulatory Compliance Oversight
  • Risk Reviews
  • Investigative Skills
  • Document Analysis
  • System Management
  • Data Evaluation
  • Training Coordination
  • Process Development
  • Regulatory Standards
  • Reliable & Trustworthy
  • Computer Skills
  • Flexible Schedule
  • Data Management
  • Customer Service
  • Conflict Resolution
  • Training & Development
  • Americans with Disabilities Act (ADA)
  • Procedure Compliance
  • Report Preparation
  • Policy Interpretation
  • Equal Employment Opportunity (EEO)
  • Affirmative Action Guidelines
  • Policy and Procedure Writing
  • Decision Making
  • Management Consulting
  • Remote Conferencing and Communication
  • Benefits Administration
  • Sound Judgment
  • Contract Negotiation
  • Employee and Applicant Assessment
  • Complex Problem Solving
  • Adaptable to Changing Conditions
  • Business Intelligence
Experience
Regulatory Compliance Manager, 08/2017 to 03/2023
Microsoft CorporationGreenwich, NY,
  • Organized initiatives, drafted documentation and enforce compliance with best practices.
  • Completed internal and external audits according to federal government standards and procedures.
  • Executed successful compliance monitoring and risk assessment programs.
  • Generated and presented issue and recommendation reports to leadership and auditing team, identifying areas requiring additional support.
  • Implemented improved strategies for regulatory compliance, control testing and process operations.
  • Reviewed customer issues, company processes and other operational areas to check compliance.
  • Created and managed training classes to educate new hires and existing employees about compliance concerns.
  • Supported strategic development and objective setting by analyzing audit outcomes and generating actionable recommendations.
  • Contributed to large-scale risk assessment initiatives in government policies on grant management and compliance.
  • Maintained compliance standards for all contract deliverables.
  • Performed consistently with all quality objectives, including planning, control and optimization strategies.
  • Oversaw compliance with federal and state regulations for grants applications, received grants and disbursement.
  • Provided SOPs for compliance operations.
  • Established frameworks to facilitate execution of Organization's compliance monitoring and risk assessment programs.
  • Oversaw the USAID state to state RFPs and documentations as a subject matter expert and compliance lead.
  • organizing correspondence, reports and internal audits.
Attorney-at-Law, 06/2010 to 08/2017
Merrill CorporationMN, State,
  • Advised clients on intricacies of law, fostering informed understanding of legal rights and obligations.
  • Provided legal advice, opinions and solutions regarding issues and risks on various transactional and regulatory matters.
  • Performed complex legal research to prepare for cases or arbitration.
  • Argued clearly, logically and persuasively in written and oral form.
  • Interpreted recent court opinions and current legal research to remain current with developments.
  • Prepared persuasive legal memoranda, motions and briefs synthesizing facts, evidence and legal authorities.
  • Interpreted laws and regulations in non-complex terminology to educate individuals.
  • Collaborated with co-counsel and pro bono counsel to negotiate for trials.
  • Negotiated resolutions of cases with defense attorneys and judges.
  • Assisted law enforcement agencies with investigations and issues of law.
  • Heard evidence, ruled on admissibility and made reasoned decisions supported by evidence.
  • Executed high-level analysis of facts, evidence and legal authorities in connection with post-conviction litigation.
  • Administered complex civil or criminal litigation in trial and appellate courts.
  • Helped explain complex concepts in court by developing timelines, graphs and PowerPoint presentations.
  • Interpreted laws, rulings and regulations for individuals and businesses.
  • Negotiated and drafted settlement agreements to resolve litigated cases.
  • Drafted wills, powers of attorney, trusts and estate planning documents.
  • Maintained loyal client base by establishing trusting alliances and fair billing practices.
  • Advised clients regarding legal matters, business transactions and claim liability.
  • Conducted in-depth research in order to write effective proposals, agreements and contracts.
  • Examined legal data to determine advisability of defending or prosecuting lawsuits.
  • Presented court cases to jurors and judges.
  • Interviewed clients and witnesses to acquire additional insight into case details.
  • Spearheaded negotiations to settle cases before trials.
  • Searched for and examined public and other legal records to write opinions or establish ownership.
  • Prepared legal briefs and appeals and filed with state and federal courts as required.
  • Presented evidence to defend clients or prosecute defendants in criminal or civil litigation.
  • Managed successful voir dire processes to optimize jury selection.
  • Used in-depth knowledge of legal precedents to analyze probable outcomes of cases.
  • Leveraged knowledge of precedents and applicable laws to determine probable case outcomes.
  • Coordinated with investigators and law enforcement agencies to obtain information or evidence used in hearings.
  • Gathered public records and interviewed witnesses relevant to cases.
  • Evaluated findings and developed strategies and arguments in preparation for presentation of cases.
  • Conducted thorough interviews of prospective jurors as part of voir dire process to assess for competency and biases, making for-cause challenges to dismiss unfit candidates.
Associate Attorney, 05/2007 to 06/2010
Awomolo LPCity, STATE,
  • Advised clients on intricacies of law, fostering informed understanding of legal rights and obligations.
  • Provided legal advice, opinions and solutions regarding issues and risks on various transactional and regulatory matters.
  • Argued clearly, logically and persuasively in written and oral form.
  • Prepared persuasive legal memoranda, motions and briefs synthesizing facts, evidence and legal authorities.
  • Performed complex legal research to prepare for cases or arbitration.
  • Interpreted recent court opinions and current legal research to remain current with developments.
  • Interpreted laws and regulations in non-complex terminology to educate individuals.
  • Administered complex civil or criminal litigation in trial and appellate courts.
  • Negotiated resolutions of cases with defense attorneys and judges.
  • Collaborated with co-counsel and pro bono counsel to negotiate for trials.
  • Executed high-level analysis of facts, evidence and legal authorities in connection with post-conviction litigation.
  • Helped explain complex concepts in court by developing timelines, graphs and PowerPoint presentations.
  • Assisted law enforcement agencies with investigations and issues of law.
  • Heard evidence, ruled on admissibility and made reasoned decisions supported by evidence.
  • Negotiated and drafted settlement agreements to resolve litigated cases.
  • Advised clients regarding legal matters, business transactions and claim liability.
  • Interpreted laws, rulings and regulations for individuals and businesses.
  • Interviewed clients and witnesses to acquire additional insight into case details.
  • Evaluated findings and developed strategies and arguments in preparation for presentation of cases.
  • Used in-depth knowledge of legal precedents to analyze probable outcomes of cases.
  • Examined legal data to determine advisability of defending or prosecuting lawsuits.
  • Presented court cases to jurors and judges.
  • Prepared legal briefs and appeals and filed with state and federal courts as required.
  • Drafted wills, powers of attorney, trusts and estate planning documents.
  • Spearheaded negotiations to settle cases before trials.
  • Conducted in-depth research in order to write effective proposals, agreements and contracts.
  • Presented evidence to defend clients or prosecute defendants in criminal or civil litigation.
Education and Training
Master of Laws: Law, Expected in 12/2023 to American University - DC,
GPA:
  • Law School Prize in Criminal Procedure.
  • Commendation Letter of the law School Director-General. Recipient.
  • Nigerian law School - Honor Roll
  • Washington College of Law recipient of graduate Scholarship- 2020.
  • Arbitration(Dispute Resolution Professional) Studies Abroad( United Kingdom).
Academic Fellowship : Law, Expected in 07/2022 to Center For American And International Law - Dallas, TX,
GPA:
Certificate : Law, Expected in 05/2018 to Harvard University - Cambridge, MA
GPA:
J.D.: Law , Expected in 05/2007 to Nigerian Law School - FCT, Nigeria,
GPA:
LLB(Hons): Law , Expected in 12/2005 to University of Ilorin - Ilorin Nigeria ,
GPA:

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Resume Overview

School Attended

  • American University
  • Center For American And International Law
  • Harvard University
  • Nigerian Law School
  • University of Ilorin

Job Titles Held:

  • Regulatory Compliance Manager
  • Attorney-at-Law
  • Associate Attorney

Degrees

  • Master of Laws
  • Academic Fellowship
  • Certificate
  • J.D.
  • LLB(Hons)

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