Compliance Analyst Resume Example
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COMPLIANCE ANALYST
Summary
My experience has made me a Qualified and resourceful financial professional with diverse expertise in private, government and corporate investments. I am looking to acquire a challenging position within a corporation, which will provide professional growth and knowledge as well as utilize my current skills.
Skills
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Experience
Company NameDecember 2017 to CurrentCompliance Analyst
City, State
City, State
- Temporary assignment as Compliance Analyst Team Lead.
- To review all documents within a loan application to ensure all rules and regulations is followed for Compliance.
- Utilizing Mavent to run compliance checks with my data to see if it will pass.
- Review all timeline for documents to be sent out and tolerances so the file can be resold.
- Complete all timecards for the team, and requests for time off.
- Answer or research questions presented to me on problem files for resolution.
Company NameAugust 2017 to November 2018Life Insurance Processor
City, State
City, State
- While working on this temporary project I learned quite a bit dealing with different Insurance policies and the customers financial well being.
- To assist customers with Family or personal Life insurance questions to determine what would benefit them the most.
- Explanation of annuities, Paid up additional with breakdown of dividends.
- Obtain payments to disburse among the customers different family or personal policies.
- Discuss customers disbursement options and tax implications that they might come across pushing them out of certain state or federal benefits.
Company NameJanuary 2017 to May 2017Client Services Representative III
City, State
City, State
- Mortgage servicing department assisting customers with Homeowners loans.
- Escrow explanation and break down.
- Helping the customers with insurance understanding, PMI/MI, payoffs, applying payments, payment history, pay down, payoff and online access issues they might encounter.
- Counseling the client on possible alternatives to assist with accelerating the term of the current product they might currently have.
Company NameApril 2015 to July 2016Loan Processor II
City, State
City, State
- Receive an application after the AUS review with conditions to satisfy.
- Review to determine product: FHA, Conventional, Refinance, Harp, New Construction, Purchase, or VA.
- Examine product code, pricing, rate lock, Ecoa dates.
- Order Title, Insurance Declaration pages, Flood Cert, any credit supplements or subordinations.
- Determine when taxes, insurance is due,vesting is to read on title, and review closing procedures with the customer to ensure the loan application process is completely understood and what expectations the customer has for closing.
Company NameOctober 2012 to November 2014Mortgage Operations SAFE Act/Loan Processor II
City, State
City, State
- Recieve Application from Sales, Examine all information to ensure data accuracy.
- Contact the Client to introduce myself and go over the product and documents needed for approval.
- Review all documentation: Tax Returns, W2's, Business Licenses, Titles, Trusts, Flood Certification, and Homeowners Insurance.
- Obtain all documents needed to clear the Underwriters stipulations to gain full approval, Scrub all the loans assigned to my team, looking for items that might be expiring to avoid any costs, order credit supplements, and subordinations.
- Review final loan for closing.
Company NameApril 2012 to November 2012Loan Processing Assistant
City, State
City, State
- This 2nd temporary position I obtained was a Loan Processing Assistant.
- Take multiple Calls and orders from Processors, and Originators to obtain Flood certificates, Correct Declaration pages reflecting correct mortgagee clause and percentages of coverage, Verification of Mortgages, Verifications of Employment, Tax returns, W2's, Credit supplements, and Subordinations.
Company NameJuly 2010 to February 2012Transportation Permit Specialist
City, State
City, State
- Temporary position that went permanent.
- Answer inbound calls from our drivers to order city, county, state permits through the state websites.
- Check all vehicle information, dimensions, weights, axle spacing's, load information, road restrictions and qualifications for that state so this would be a legal request.
- Each state being different, this would be a detailed position.
Company NameMay 2008 to May 2009Collections Representative II
City, State
City, State
- Primary responsibility was for the collection of past due auto loans account by way of mail contact, phone, and other services available.
- Build files on customers using different various methods to pull data from credit report, driver's license, court rulings, and skip tracing.
Company NameJune 2003 to February 2004Loan Processor II
City, State
City, State
- Order all documents needed to clear AU/DU conditions to help process the loan which would include Tax Returns, Check stubs, VOE, Appraisals, Title, Property Taxes Flood certificate, Subordination's, Tax Transcripts and updated Insurance pages.
- After receiving these documents and clearing Underwriter conditions I would calculate income and company fees for pre closing and contact the customer to discuss all closing options.
Company NameJanuary 2001 to April 2003Mortgage Servicing Representative
City, State
City, State
- Here at Alliance I would receive calls from customers needing assistance with their mortgage.
- This would include Escrow explanation, Payment deferment, Take monthly payments, Explain tax due dates, Also go over default options so I can transfer the Customer to the correct team.
- Experience Microsoft Office, Excel, Word, Access, Office.
- Fax, Copiers, 10 Key Adding Data Entry NEC Access.
Education and Training
Florida State CollegeBusinessCity, State, United StatesGeneral Education degree and 13 college credits. Business
Skills
Closing Documents,Counseling, Credit,Insurance,Loan Processing, New Construction,Pricing, Sales,Taxes, Tax Returns,Underwriting.
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Resume Overview
School Attended
- Florida State College
Job Titles Held:
- Compliance Analyst
- Life Insurance Processor
- Client Services Representative III
- Loan Processor II
- Mortgage Operations SAFE Act/Loan Processor II
- Loan Processing Assistant
- Transportation Permit Specialist
- Collections Representative II
- Mortgage Servicing Representative
Degrees
- Business
