worldwide director ethics and compliance resume example with 14+ years of experience
JessicaClaire
, , 609 Johnson Ave., 49204, Tulsa, OK100 Montgomery St. 10th Floor
H: (555) 432-1000
C:
resumesample@example.com
Date of Birth:
India:
:
single:
:
Professional Summary
Seasoned finance professional with over 20 years of progressive finance, auditing and compliance experience in a fast-paced, complex environment. Well-versed in policy development, training management, code of conduct investigation and reporting. High level experience developing policies and programs to comply with Foreign Corrupt Practices Act (FCPA) and UK Bribery Act requirements. Experienced leader in automation of Third Party Risk Management, onboarding and ongoing monitoring procedures. Well-organized and systematic with excellent communication and planning abilities. Proficient working collaboratively with top leaders and staff to optimize adherence to policies, procedures, standards and regulations. Excellent track record in recruitment and development of compliance staff and implementing strategies to comply with DOJ guidelines for evaluation of an effective compliance program
Skills
Advanced Analytics
Budgeting and Forecasting
Cost Optimization and Spend Management
Data Visualization and Dashboarding
Project Management
Excel, Tableau and Business Intelligence Expert
Work History
Worldwide Director, Ethics and Compliance, 04/2014 - Current Colgate Palmolive Co – City, STATE,
Served as key member of Compliance Steering Committee of Colgate Oral Pharmaceutical Company responsible for implementation of polices and procedures to ensure compliance with OIG Compliance Program Guidance for Pharmaceutical Manufacturers and Sunshine Act requirements.
Played critical role in Colgate Palmolive recognition by Ethisphere Institute with World’s Most Ethical Companies award for 11 consecutive years.
Ensured Ethics Line investigations are handled expeditiously and that appropriate disciplinary and remedial action is implemented for all substantiated complaints.
Developed and applied relevant key performance indicators/metrics in assessment of program effectiveness, in line with Federal Sentencing Guidelines.
Prepared training programs to improve compliance at all levels and drive comfort in speaking up and ethics line reporting.
Collaborated with sales and marketing departments and other business units to address indications of improper sales practices and market conduct violations.
Provided guidance, advice and training to improve business' understanding of related laws and regulatory requirements.
Scheduled and conducted periodic evaluations of company policies, procedures and internal control structures including annual Conflict of Interest and Third Party Code of Conduct Certifications.
Conducted compliance risk assessments in multiple international subsidiaries to identify gaps and ensure timely implementation of appropriate remediation plans.
Director, Corporate Audit, 05/2011 - 04/2014 Colgate Palmolive Co – City, STATE,
Directed execution of financial, operational and information technology audits in over 40 global subsidiaries and corporate functions.
Collaborated with external audit in identification and documentation of internal controls and testing procedures.
Provided assurance to Senior Leadership Team and Board of Directors Audit Committee that established policies and procedures from conduct of business were properly and consistently applied to support management’s assertions under Sarbanes Oxley (SOX) Compliance requirements.
Implemented revamped Risk Assessment Protocol and Audit Program encompassing integrated, automated and continuous auditing concepts leading to improved audit effectiveness and cost optimization.
Recruited, developed and deployed best in class high performance audit teams leading to improvements in audit execution, risk mitigation and strengthening of internal controls.
Controller, Global Corporate Functions, 12/2007 - 05/2011 Colgate Palmolive Co – City, STATE,
Principal finance leader reporting to the Vice President and Corporate Controller. Responsible for providing finance support to global functional heads including the Chief Marketing Officer, CIO, and other C-suite executives in developing and implementing department strategy and managing and optimizing department overheads.
Optimized Total Cost of Ownership by partnering with indirect procurement team to renegotiate key vendor contracts generating multi-million dollar annual savings
Provided financial oversight of media and advertising contract with WPP Red Fuse agency partner including tracking and validation of staffing, overhead expenses and media rebates
Successfully expanded strategic, financial and analytical support and developed and implemented key metrics to measure and communicate performance against operational initiatives.
Finance Director, 03/2004 - 12/2007 Company Name – City, State,
Provided financial leadership of 2004-2008 Business Building and Opportunity (BBO) program for North America region (large-scale projects in US, Canada and Puerto Rico).
Responsible for financial stewardship of investment and efficiency projects encompassing USD 300 million (pre-tax) expenses consistently exceeding savings targets.
Associate Director of Finance,Customer Development, 02/2001 - 03/2004 Company Name – City, State,
Financial Leader managing direct trade promotional
spending budget for Colgate Palmolive - Pacific,
Northeast and Southern region accounts (USD 700 Million Revenue) while consistently achieving Return on Investment (ROI) objectives.
Education
MBA: Global Management, Expected in - University of Phoenix - Tempe, AZ GPA: Status -
Bachelor of Science: Accounting And Business Management, Expected in - University of The West Indies - Kingston, Jamaica, GPA: Status -
Any information uploaded, such as a resume, or input by the user is owned solely by the user, not LiveCareer. For further information, please visit our Terms of Use.
Resume Overview
School Attended
University of Phoenix
University of The West Indies
Job Titles Held:
Worldwide Director, Ethics and Compliance
Director, Corporate Audit
Controller, Global Corporate Functions
Finance Director
Associate Director of Finance,Customer Development