senior auditor in charge resume example with 15 years of experience
JessicaClaire
Montgomery Street, San Francisco, CA94105609 Johnson Ave., 49204, Tulsa, OK
Home: (555) 432-1000
Cell:
resumesample@example.com
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Summary
Through 30 years of business, banking, financial, audit and accounting experience I have gained and possess a thorough knowledge of all aspects of successful business operations. I have extensive experience in internal audit for all areas of banking, including lending (mortgage, commercial and consumer) and operations (such as ACH, debit card, general branch compliance). I have expert knowledge and experience in bank operations/compliance and the Bank Secrecy Act, which encompasses Patriot Act, OFAC, Anti money laundering and FACT Act.
Highlights
Strategic planning
Procedure development
Team building
Troubleshooting and problem solving
Analytical
Process improvement strategies
Multi-unit operations management
Contract review and recommendations
Accomplishments
Created and implemented the Disaster Recovery Program, which was utilized during Hurricanes Rita and Ike. The results included minimal downtime for the institution allowing optimal service to customers with minimal impact on staff.
Experience
Senior Auditor in Charge, 08/2015 to 10/2015 Marriott Vacations Worldwide – Boston, MA,
Execute risk-based audits for all areas of business.
Perform Risk Assessment for USAA Savings Bank.
Develop and Oversee Audit Plan.
Drafted audit report and led meetings with department executives to review audit status and proposed changes.
Assistant Vice President - Loans, 03/2013 to 2015 Aldi – Richfield, MN,
Analyzed applicants' financial status, credit and property evaluation to determine feasibility of granting loans.
Educated customers on the variety of loan products and available credit options.
Provided financial analysis reports of commercial real estate, large mortgage loans, and borrower's financial statements for bank leadership and loan committee review and approval.
Performed daily maintenance of the loan applicant database.
Perform Post Fund audit of select at risk and large dollar loans to monitor performance as well as risk rate for OCC Examiners.
Executed the loan origination process, including ordering credit reports, appraisals, preliminary title reports, UCC searches, environmental reports, insurance information and flood certificates.
Serve on Project Team to identify Mortgage Application and Payment system to interface with bank's current operational processing system.
Oversee the loan administration for the Hill Country division.
Prepare loan packages for closing.
Perform Post Fund Analysis on select loans based on corporate policy.
Maintain select management reports for board of directors and bank leadership.
District Operations Consultant, 09/2010 to 03/2013 Adobe Systems Incorporated – Seattle, WA,
Oversee the operations and procedural compliance of Capital One Bank's Golden Triangle District Branches, which consists of 11 branch offices
Verified that company controls were in compliance with established policies by performing risk assessments on branches.
Develop and mentor Branch Management and associates resulting in high levels of employee retention.
Served on District Leadership Team, which coordinated and interfaced with Regional District Operations Consultants.
Interface with Corporate Leadership.
Coordinate and oversee system updates.
Compliance/Risk Management Officer - Internal Auditor, 06/2004 to 04/2010 Mobiloil Federal Credit Union – City, STATE,
Researched banking guidelines and statutory requirements to stay updated on new laws and applications.
Achieved proper compliance and accurate executive level reporting.
Developed and supervise Internal Audit Department.
Planned and executed operational audits of various business areas using risk-based audit methodology.
Systematically prepared documents and assembled financial statements for independent auditors.
Tested the design and effectiveness of internal controls by completing walk-throughs of complex business processes.
Diligently monitored remediation plans to confirm proper resolution.
Perform audits of Mortgage Department for regulatory reporting and reconciliation of escrow accounts.
Perform random audits of mortgage functions to include application process, select mortgage loans to include escrow and non-escrow loans to determine compliance with required closing documents and performance of loans.
Established Mortgage Department LAR reporting process as well as audit annual report.
Served as Project Manager for automated BSA Reporting system as well as developed and led BSA Department.
Developed and supervise Risk Management Department.
Coordinate and interface with external auditors and NCUA examiners.
Developed and oversee Crisis Management Program.
Serve as the Bank Secrecy Act Officer and Security Officer.
Developed and implemented the third party vendor management program.
Served as Project Manager for the Verafin Software implementation.
Liaison to Supervisory Committee of the Board of Directors.
Financial Analyst, 02/2003 to 06/2004 The Diocese Of Beaumont – City, STATE,
Implemented multifunctional accounting program.
Developed multi-tiered chart of accounts.
Created accounting procedure manual for all functional areas of the diocese and trained staff on the new computer system.
Developed standard budgetary process for the Diocese of Beaumont and trained staff on budgetary process.
Researched and analyzed data as part of the budgetary process.
Cashier, 04/2001 to 02/2003 Lamar Bank – City, STATE,
Managed and supervised operational staff of 25 employees.
Managed daily cash balance with the Federal Reserve Bank.
Managed and maintained the FED line for ACH and wires.
Managed the investment portfolio and reported directly to the President, CEO and Board of Directors.
Internal Auditor, 09/1999 to 04/2001 Community State Bank – City, STATE,
Performed internal audits as scheduled.
Filed audit reports and findings to VP of Internal Audits.
Served on investment committee.
Managed investment portfolios.
Education
MBA: Business Administration, Expected in August 2011 to Tulane University - Houston, Texas GPA: Status -
Advanced coursework in Business Administration
Coursework in Finance and Accounting
BBA: Accounting, Expected in August 1995 to Lamar University - Beaumont, Texas GPA: Status - Advanced coursework in Business Administration
Skills
Results oriented MBA level professional with significant and progressive experience.
Ability to disseminate detailed or complex concepts into understandable ideas both written and verbal.
Competent multi-tasker who can adhere to regulations as well as organizational policy and procedures.
Proficient with various Fiserv network systems, advanced level MS Word. MS Excel, and PowerPoint
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