Passport No: J3907235
Place of Issue: India
Date of expiry: 19/10/2020
UAE Residence Visa
Date of Issue: 2015/09/10
Date of Expiry: 2017/09/09
Sponsor: Epsilon Global Consulting
Emirates ID Number: 784-1989-1981060-0
Card Number: 074922412
Expiry Date: 09/09/2017
An accomplished analytical thinker and passionate problem solver who has the ability to read and interpret complex regulations and then make accurate operational decisions regarding them.I have a good track record of evaluating compliance issues within an organization and then taking appropriate action to improve operational performance.On a personal level am proactive, motivated and has a high level of customer service orientation. Right now am looking for a position where i can make a positive contribution and would ideally like to work for a company that has an inclusive environment where employees have the opportunity to succeed.
I have more than 3.5 years of extensive experience in working with global investments banks and deep insight in terms of AML/ Compliance/Sanctions and KYC.
I am Certified Investment Banking Operations Professional (CIBOP)
I am a well organized, self-motivated, ambitious and result oriented person with proven ability to implement quality standards, procedures in various roles.
Currently preparing for ACAMS Examination.
•Experience in Identifying OFAC sanctions risks on Commercial Banking Clients(CMB).
•Responsible for performing sanctions review on clients who has exposure to sanction countries and investigating the business relationship of the client with Bank. Work with the list of customers with sanctions connections to consider additional controls relating to their payments
•To ensure full compliance with pertinent rules and regulations. Escalates issues discovered during ongoing review and assessment of AML/OFAC compliance risk that require escalation to Senior Management for direction on resolution.
•Responsible to perform full review on the customer by understanding their nature of business, buyers and suppliers, transaction history of the client and perform various check to understand the total level of exposure and risk appetite.
•Experience in reviewing Account statements, CAMP reports and various other Sanctions/Compliance related reports.
Experience in reviewing and investigating transactions with reference to payments L1 alerts are closed by recording public searches and escalations further if identified containing potential matches against Sanction lists: OFAC, United Nations, European Union, and others.
•Review and update existing clients
•Answer to ad-hoc requests
•Carry out due diligence checks and information searches, and undertake additional reputation checks when necessary
•Analyze client files and give recommendations and conclusions with regard to the client and its activities
•Work closely with Compliance department
•Properly manage KYC files and client records in the bank's IT systems
•KYC Experience with OFAC sanctions/pep (sanction screening).
•Exposure in handling KYC processes for Corporate & Investment Banking clients and apply relevant country specific standards
•Involved in alert investigation and transaction monitoring.
•Ability to handle different risk level of customers (high, medium & low)
•Experience in various third party application tools like World Check and Lexis Nexis.
•Looking up for client information from AML Compliance approved websites and others (ie. Lexis/Nexis, Bankers Almanac, company websites,government websites, etc.)
•Contacting BL's and RM's for missing KYC documents & closure approvals by email
•Collect other mandatory information with regard to AML guidelines.
•Review the documents procured from BL's and RM's
•Performing the background verification on individuals and entity using (ie. Lexis/Nexis, World Check, and Internet.).
•Enriching the request initiated and submitting the same for Quality approval.
•Updating Daily MIS Report and forwarding the same for Management Review
In Deutsche Bank we are responsible for completion of day-to-day activity like Performing Quality Analysis on KYC checks for New Client Adoptions/ Periodic Review clients adopted in various region as per the framework of effective prevention of Money Laundering and Terrorist Financing at Deutsche Bank and ensure accurate, timely and quality delivery of services provided within a risk free controlled environment, to ensure Deutsche Bank's overall client satisfaction.
Collecting and assessing due diligence information on newly proposed business contacts/clients in line with documented procedures. Alert Investigating the legal status, registration and where applicable regulatory approval of companies internationally.
• Identify and validate the ownership structure of broker firms/clients to establish the ultimate beneficial owners and controlling directors/shareholders.
• Screen new broker firms/clients and their beneficial owners, controlling directors/shareholders against domestic and international PEPS and sanctions lists.
• Identify potential risk areas and escalate to either the Senior KYC Analyst or KYC Analysis Team Manager as appropriate.
Conduct daily PEPs and sanctions screening checks on existing business contacts/clients
Member of Association of Certified Anti-Money Laundering.(ACAMS)
Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.
Companies Worked For:
Job Titles Held: