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examiner resume example with 11+ years of experience

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Jessica Claire
, , 100 Montgomery St. 10th Floor (555) 432-1000, resumesample@example.com
Professional Summary

Versatile Administration Officer skilled in managing diverse tasks and competing priorities on daily basis. Practiced at driving improvements to quality, productivity and service, demonstrated over 11 years of administration related activities including project management, risk, management, compliance and experience leading people toward a common goal.

Skills
  • Risk assessment/Identification/mitigation skills
  • Problem resolution/Critical Thinking skills
  • Financial report/ data analysis
  • Project Oversight/ Exam Coordination
  • Legal/regulatory recommendations
  • Leadership Techniques
  • Root Cause Analysis/Monitoring
  • Technical Writing
  • Project Management
  • Verbal and Written Communication
  • Recordkeeping and File Management
  • Resourceful and Analytical
  • All MS Office Software
  • Records and Database Management
  • Process Improvement
Work History
04/2020 to Current Compliance Examiner Advisors Excel | Topeka, KS,
  • Investigates depositary and non-depositary institutions to assess likely risk to consumers across consumer financial marketplace in all product lines at all stages of product’s life cycle, including its product development and implementation.
  • Reviews financial institution’s compliance management systems to determine whether internal controls are effective, prevents risk and does not result in consumer harm.
  • Manages 8–10-member examination team as Examiner in Charge (EIC) to determine financial institution's compliance with Federal consumer compliance law, rules, and regulations.
  • Performs as Project Manager for administrative matters (scoping, monitoring, statistical sampling, data analysis, deep dive meetings, status meetings, Information Requests, various reports, coordination with State and prudential regulators, disseminate information to all stakeholders, collects information).
  • Serves as technical expert regarding compliance regulations as EIC and provides direction to exam members on complex issues such student loan origination, auto lending/servicing, mortgage origination, remittances, furnishing.
  • Prepares and presents reports which outlines potential findings or violations of consumer regulations as well as provide supervisory recommendations, such as Matters Requiring Attention, to internal and outside stakeholders.
  • Conducts financial risk and root cause analysis of concluding work papers from exam team, including transaction testing worksheets, issue memos, legal analysis reports which are associated with institution’s compliance management system and institutional product lines.
  • Resolves audit findings related to the financial management of programs using follow up requests. The requests assists in gaining additional understanding into the entities practice, then applying its practice to the facts to determine if a finding is material. If not, the audit finding is resolved.
  • Determines Compliance Rating using principles and standards of Uniform Interagency Consumer Compliance Rating System (CFPB adopted system).
  • Discusses findings, conclusions and areas of concern with board of directors, and senior bank management and issues Supervisory Letter.
  • The types of information examined were for: authorization for transactions; account reconciliation; internal audits as well as monitoring; record keeping of policies and procedures; access controls.
  • I have prepared numerous types of reports such as: detailed analyses of financial data; financial reports; other financial related reports.
04/2019 to 02/2020 Legal Analyst Cushman & Wakefield Inc | Morgan Hill, CA,
  • Coordinated over 840 appeal hearings for Chief Honorable Timothy Steward, Administrative Law Judge, in one year.
  • Prepared 18 Medicare cases daily; analyzed facts and applied Medicare rules of law during preliminary review. This includes scheduling cases.
  • Researched applicable statutes, regulations, and policy related to subject matter of case.
  • Prepared reports and delivered briefings to leadership.
  • Maintained docket calendars and case management systems as well as respond to telephone requests from colleagues, attorneys, Administrative Law Judges, managers and customers.
04/2015 to 12/2018 Compliance Review Specialist Department Of Agriculture | Prescott, AZ,
  • Performed over 450 reviews/examinations of various post-secondary institutions to determine financial compliance with Title IV, Higher Education Act, during tenure.
  • Oversaw multiple Federal Financial Student Aid programs at various post-secondary institutions to ensure they administered student financial funds properly.
  • Investigated institution's procedures to evaluate compliance with regulatory requirements and standards of each Federal program institution was enrolled.
  • Conducted risk analysis of post-secondary institution's financials to determine administrative capability and financial responsibility before releasing funds.
  • Conducted institutional root cause analysis of non-compliance with Title IV, HEA.
  • Resolved audit findings related to the financial management of programs. The process used was verbal communication with senior school officials or researching policies and procedures. Other U.S. Dept. of Education staff members were used as witnesses through note taking. Gaining additional understanding into the institution's practice, assisted me in determining whether a finding was material. If not, the audit finding was resolved.
  • Developed improvement recommendations and corrective action plans to post-secondary school officials of Title IV, HEA institutions.
  • Discussed findings, conclusions, and areas of concern with school CEO, Chancellor, President, or Board of Directors.
  • The type of information examined were for: authorization for transactions; account reconciliation; internal audits as well as monitoring; record keeping of policies and procedures; access controls.
  • I have prepared numerous types of reports such as: detailed analyses of financial data; financial reports; other financial related reports.
02/2009 to 08/2014 Intelligence Analyst - MI Intelligence Operations United States Coast Guard | City, STATE,
  • Acted as primary liaison for Coast Guard with officials of government agencies and non-governmental organizations such as Michigan (MI) State Police Force, Federal Bureau of Investigation, and MI Association of Chiefs of Police, Bureau of Alcohol, Tobacco, Firearms and Explosives and Michigan National Guard.
  • Collected, reviewed, interpreted evaluated and investigated data from multiple sources.
    Assessed collected data for vulnerability, threats, and threats of risk of developments in intelligence field related to but not limited to industrial, explosives safety, domestic and foreign terrorism, waterfront, drug interdiction and ground aviation operations.
  • Interpreted intelligence/data and drew conclusions then prepared clear, complex, and precise intelligence reports.
  • Delivered reports via oral presentations to senior managers as well as high-level federal, state officials.
11/2008 to 08/2014 President - Entrepreneurial Activity Bjunes & Yarger, LLC | City, STATE,
  • Identified business need for legal document processing in rural Michigan (Sault Ste. Marie). Assessed risk of business startup such as: financial risk, competitive risks, environmental risks, reputational risks, legal risks, and political risks (I was a student at the time, professors were potential clients).
  • Developed and executed Bjunes & Yarger, LLC’s business strategy, vision, mission, purpose, and structure.
  • Established, maintained, and updated policies and procedures, official business-related letters, business financial, monitoring, and audit reports, invoices, job aids, and scripts for business operations and its product/services.
  • Developed and implemented risk and compliance management system (created using MS Access) to monitor, conduct audit and track overall operational business risk and to ensure compliance with local/state/federal court related items on official court dockets.
  • Ensured compliance management system included comprehensive internal controls and was successful at identifying and measuring compliance with operational business objectives which also included identifying financial risk.
  • Proactively monitored business and financial operations to identify procedural/training weaknesses or other key performance indicators to either mitigate regulatory violations or to take immediate corrective actions, depending on monitoring or audit reports.
  • Performed independent analysis to consolidate information on key performance indicators and volume metrics as well as ratio and trend analysis, financial projections, and benefit cost analysis. I have conducted mid-year budget reviews.
02/2003 to 08/2014 Search and Rescue Coordinator United States Coast Guard | City, STATE,

Performed as Search and Rescue Coordinator as well as boat captain for search and rescue missions, law enforcement and environmental missions. Responsible for administering sound judgment to assess and monitor for risk, weaknesses, threats and potential federal non-compliance with maritime rules and regulations.


• Performed over 1500 risk assessments before conducting search and recuse operations to identify, assess, control, mitigate and manage hazards associated with search and recuse missions.
• Executed quick analysis of disaster data to reveal root cause of disaster to effectively plan search and rescue efforts.
• Communicated organizational strategies, goals, objectives, or priorities on regular basis Officer in Charger or those at Headquarters.
• Interacted with maritime interest groups, agencies, and authorities to gain acceptance for marine transportation plans and policies during search and rescue missions and law enforcement missions.
• Performed as Maritime Inspector/Boarding Offer to ensure recreational/commercial vessels manifests, safety equipment, polices and procedures (depending on size of boat) were in compliance with federal maritime law.

Education
Expected in 01/2012 to to Bachelor of Science | Legal Studies - Prelaw- Specialty: Criminal Lake Superior State University, Sault Ste. Marie, MI GPA:
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Resume Overview

School Attended

  • Lake Superior State University

Job Titles Held:

  • Compliance Examiner
  • Legal Analyst
  • Compliance Review Specialist
  • Intelligence Analyst - MI Intelligence Operations
  • President - Entrepreneurial Activity
  • Search and Rescue Coordinator

Degrees

  • Bachelor of Science

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