Meticulous and knowledgeable Compliance Manager with a 5 year record of success in policy development, program management, risk mitigation and operational planning. Proficient in maintaining regulatory compliance and correcting systemic issues in collaboration with business managers. Team-focused, consistent and diplomatic with a focus on building strategic alliances and enhancing company standing.
Skills
Document analysis
Investigative skills
Risk reviews
Audit oversight
Regulatory compliance oversight
Training coordination
Process development
Analytical problem-solving
Project planning
Organizational skills
Friendly, positive attitude
Communication
Experience
04/2019 to Current
Compliance ManagerBp – Los Angeles, CA,
Certified Compliance and Ethics Professional (CCEP) since 2017.
Execution of successful compliance monitoring and risk assessment programs.
Management and updating of training classes to educate new hires and existing employees about compliance concerns.
Routine completion of internal and external audits or third party due diligence according to established procedures.
Maintaining an up-to-date familiarity with company requirements and related legal standards like FAR regulations and evolving privacy laws to ensure BGRS remains compliant.
Conducting data analysis to present issue and recommendation reports to BGRS senior leadership.
Contributions made to large-scale risk assessment initiatives and improved business procedures and controls.
Lead privacy incident manager, ensuring that any potential privacy concerns are investigated and remediated as necessary.
Development and implementation of compliance initiatives to encourage a compliant culture across the organization.
03/2016 to 04/2019
Compliance SpecialistCamden National Corporation – Union, ME,
Assisted in the development and advancement of BGRS’s Compliance Program.
Played a key role in developing and delivering new company-wide Compliance trainings covering topics like Anti-Bribery and Corruption, Code of Conduct, and Data Privacy.
Helped develop and implement BGRS’s third-party due diligence program.
Routinely conducted reviews of RFPs and existing client contracts to ensure BGRS's compliance.
Conducted privacy incident investigations and ensured proper remediation actions were implemented.
Managed internal access control compliance for our United States Government work.
Maintained and revised policy procedures for general operation of compliance program.
Collected, input and analyzed information to make effective evaluations of company operations.
10/2012 to 03/2016
Relocation ConsultantArlington/Roe & Co Inc – Brookfield, WI,
Managed a large caseload of properties and corporate relocations with an accelerated lifecycle.
The lifecycle of each property/relocation included document processing, property inspection analysis, repair management, processing appraisals, purchase offer presentation, property acquisition and disbursement of equity funds.
Managed the properties and relocations in adherence with United States government policies/contracts.
Excelled in a fast-paced work environment while routinely multi- tasking and maintaining strong attention to detail.
Upheld a high level of organization and efficiency while continuously looking for ways to improve current processes.
Developed processes and metrics that supported achievement of organization's business goals.
Responsible for training team members on internal systems, common practices and procedural changes.
Satisfied multiple background checks and completed additional trainings/certifications in order to handle United States government clients and customers.
01/2006 to 12/2011
Associate BrokerERA Simmons Real Estate – City, STATE,
6 years of real estate sales experience- 5 years specializing in corporate relocation.
Routinely analyzed appraisals, closing statements, title commitments and most mortgage related documentation to ensure accuracy.
Drafted well written and properly formatted correspondence and documentation in order to develop a professional and trusted reputation with clients, colleagues and affiliated businesses.
Provided a high level of proficiency in reviewing, editing and processing documents to the specifications of third parties.
Developed strong rapport with customers and affiliates to create lasting professional relationships.
Worked closely with lenders for 6 years and developed a strong understanding of mortgage origination and processing procedures.
Prioritized and organized tasks to efficiently accomplish service goals.
Juggled multiple projects and tasks to ensure high quality and timely delivery.
Ensured exceptional customer service skills to all clients and customers.
Education and Training
Expected in 12/2021
Master of Legal Studies: The University of Arizona - Tucson, AZ, GPA:
3.8 GPA
Major in Compliance and Legal Risk Management
Attended the James E. Rogers College Of Law at The University of Arizona
Expected in 12/2013
Bachelor of Science: Business Administration Colorado Technical University - Colorado Springs, GPA:
3.5 GPA
Major in Project Management
Expected in 04/2006
Certification Program: Real Estate Law & Principles The Academy of Real Estate - Las Cruces, NM, GPA:
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