Compliance Manager Resume Example
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COMPLIANCE MANAGER
Summary
Meticulous and knowledgeable Compliance Manager with a 5 year record of success in policy development, program management, risk mitigation and operational planning. Proficient in maintaining regulatory compliance and correcting systemic issues in collaboration with business managers. Team-focused, consistent and diplomatic with a focus on building strategic alliances and enhancing company standing.
Skills
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Experience
Company Name | City, StateCompliance Manager04/2019 - Current
- Certified Compliance and Ethics Professional (CCEP) since 2017.
- Execution of successful compliance monitoring and risk assessment programs.
- Management and updating of training classes to educate new hires and existing employees about compliance concerns.
- Routine completion of internal and external audits or third party due diligence according to established procedures.
- Maintaining an up-to-date familiarity with company requirements and related legal standards like FAR regulations and evolving privacy laws to ensure BGRS remains compliant.
- Conducting data analysis to present issue and recommendation reports to BGRS senior leadership.
- Contributions made to large-scale risk assessment initiatives and improved business procedures and controls.
- Lead privacy incident manager, ensuring that any potential privacy concerns are investigated and remediated as necessary.
- Development and implementation of compliance initiatives to encourage a compliant culture across the organization.
Company Name | City, StateCompliance Specialist03/2016 - 04/2019
- Assisted in the development and advancement of BGRS's Compliance Program.
- Played a key role in developing and delivering new company-wide Compliance trainings covering topics like Anti-Bribery and Corruption, Code of Conduct, and Data Privacy.
- Helped develop and implement BGRS's third-party due diligence program.
- Routinely conducted reviews of RFPs and existing client contracts to ensure BGRS's compliance.
- Conducted privacy incident investigations and ensured proper remediation actions were implemented.
- Managed internal access control compliance for our United States Government work.
- Maintained and revised policy procedures for general operation of compliance program.
- Collected, input and analyzed information to make effective evaluations of company operations.
Company Name | City, StateRelocation Consultant10/2012 - 03/2016
- Managed a large caseload of properties and corporate relocations with an accelerated lifecycle.
- The lifecycle of each property/relocation included document processing, property inspection analysis, repair management, processing appraisals, purchase offer presentation, property acquisition and disbursement of equity funds.
- Managed the properties and relocations in adherence with United States government policies/contracts.
- Excelled in a fast-paced work environment while routinely multi- tasking and maintaining strong attention to detail.
- Upheld a high level of organization and efficiency while continuously looking for ways to improve current processes.
- Developed processes and metrics that supported achievement of organization's business goals.
- Responsible for training team members on internal systems, common practices and procedural changes.
- Satisfied multiple background checks and completed additional trainings/certifications in order to handle United States government clients and customers.
Company Name | City, StateAssociate Broker02/2006 - 01/2012
- 6 years of real estate sales experience- 5 years specializing in corporate relocation.
- Routinely analyzed appraisals, closing statements, title commitments and most mortgage related documentation to ensure accuracy.
- Drafted well written and properly formatted correspondence and documentation in order to develop a professional and trusted reputation with clients, colleagues and affiliated businesses.
- Provided a high level of proficiency in reviewing, editing and processing documents to the specifications of third parties.
- Developed strong rapport with customers and affiliates to create lasting professional relationships.
- Worked closely with lenders for 6 years and developed a strong understanding of mortgage origination and processing procedures.
- Prioritized and organized tasks to efficiently accomplish service goals.
- Juggled multiple projects and tasks to ensure high quality and timely delivery.
- Ensured exceptional customer service skills to all clients and customers.
Education and Training
The University of Arizona | CityMaster of Legal StudiesExpected in 12/2021
- 3.8 GPA
- Major in Compliance and Legal Risk Management
- Attended the James E. Rogers College Of Law at The University of Arizona
Colorado Technical University | CityBachelor of Science in Business Administration12/2013
- 3.5 GPA
- Major in Project Management
The Academy of Real Estate | CityCertification Program in Real Estate Law & Principles04/2006
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Resume Overview
School Attended
- The University of Arizona
- Colorado Technical University
- The Academy of Real Estate
Job Titles Held:
- Compliance Manager
- Compliance Specialist
- Relocation Consultant
- Associate Broker
Degrees
- Master of Legal Studies
Bachelor of Science in Business Administration
Certification Program in Real Estate Law & Principles
