it auditor remote resume example with 9+ years of experience
JessicaClaire
Montgomery Street, San Francisco, CA94105609 Johnson Ave., 49204, Tulsa, OK
Home: (555) 432-1000
Cell:
resumesample@example.com
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Professional Summary
Valuable Analytical IT Auditor offering strong research and problem-solving skills. Adept at performing risk assessment procedures on key business activities and processes. Accomplished in making efficient recommendations for improvements. Knowledgeable of business and financial language.
Skills
Risk Assessment and Risk Management
Sarbanes Oxley and PCI Compliance
Network Security
SAP ERP Security Auditing
NIST framework
COBIT/COSO framework
Work History
IT Auditor (Remote), 04/2018 to 07/2020 Apex Systems – Fuquay Varina, NC,
Reviewed business unit controls and evaluated management's self-assessment testing.
Performed control test work as needed.
Assisted in identifying processes and control changes that result from testing results or external audit team recommendations.
Managed annual assessment and reporting for IT compliance related to PCI-DSS and NIST 800-53.
Completed Self-assessment Questionnaire (SAQ) and obtained evidence of compliance with PCI-DSS standards from client.
Executed IT General Controls and IT Application Controls testing, with IT Infrastructure testing - databases, Active Directory and operating systems.
Analyzed data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management policies or procedures.
Identified and protected integrity of evidence during Loss Prevention fraud investigations.
Performed follow-up with internal departments to obtain supporting documentation and explanations for any exceptions noted during fieldwork.
Participated in reviews of internal controls and security of systems under development as well as major IT projects and initiatives.
Completed audit papers by thoroughly documenting audit tests and findings.
Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.
Conducted financial, compliance and operational audits.
IT Auditor, 02/2016 to 06/2018 Highmark Inc. – Reading, PA,
Managed and executed operational, compliance audits, internal control reviews, special projects and investigations.
Developed yearly audit plans, audit objectives and procedures, prepared/reviewed audit programs, manage multiple projects simultaneously for efficient audit engagement and to ensured adequate controls exist to protect information and data.
Managed and executed various engagements related to SOX-404, SOC 1&2 including walkthrough, risk assessment and testing of controls.
Assisted with establishing/implementing continuous monitoring programs including; SOX controls self-assessment, internal testing and enforcement of program in adherence to global policy, risk/frameworks e.g. ISO 27001, NIST, COSO, COBIT requirements.
Managed testing in compliance with policies/procedures, monitored compliance issues through investigation and ensured timely remediation.
Promoted effective controls environment through working relationships with management of IT, and Operations stakeholders.
Prepared clear, concise audit reports to communicate audit findings, recommendations and audit ratings to senior management.
Responded to both external and internal enquiries i.e.
External auditors, Business questions and inquiries and follow up.
Worked with controls owner to identify compensating controls and assisted with developing action plan to address controls deficiency.
Risk & Compliance Analyst, 12/2013 to 11/2015 SAXON MORTGAGE INC – City, STATE,
Assisted in design, implementation and audit of change control and release management as defined through SOP.
Maintained IT General Controls and IT testing documentation, executed ongoing controls monitoring activities and assisted in coordination of Sarbanes-Oxley(SOX) ITGC testing, reporting and assessments activities.
Conducted continuous review of environment as well as Quarterly reviews.
Ensured that all compliance initiatives follow appropriate change management and IT documentation requirements.
Interacted with Internal and External Auditors during scoping, planning, execution and follow-up of internal controls testing and audits for regulatory compliance (SOX, etc.).
Championed comprehensive IT control efforts, from development and assessment to intensive compliance monitoring and risk mitigation for department.
Regulatory Compliance Associate, 08/2010 to 11/2013 Fidelity Investments – City, STATE,
Conducted internal investigations for compliance issues.
Partnered with third party auditors to fulfill their requests by acting as single point of contact for internal information collection activities.
Reviewed established documentation and suggests modifications of existing policies—or establishment of new ones—in pursuit of operating excellence with predetermined frequency.
Worked with management and associates to assess risks associated with business and ensures appropriate remediation strategies are employed.
Consulted with managers and associates to identify and assess current and emerging risks and strategic initiatives.
Stayed abreast of new changes to requirements.
Collected detailed notes on investigations and other communication to adhere to legal requirements and enhance recordkeeping.
Education
MBA: Corporate Finance, Expected in to University of Dallas - Irving, TX GPA: Status -
Bachelor of Science: Economics, Expected in to Northern Illinois University - Dekalb, IL GPA: Status -
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