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it auditor remote resume example with 9+ years of experience

Jessica Claire
  • Montgomery Street, San Francisco, CA 94105 609 Johnson Ave., 49204, Tulsa, OK
  • Home: (555) 432-1000
  • Cell:
  • resumesample@example.com
  • :
Professional Summary

Valuable Analytical IT Auditor offering strong research and problem-solving skills. Adept at performing risk assessment procedures on key business activities and processes. Accomplished in making efficient recommendations for improvements. Knowledgeable of business and financial language.

Skills
  • Risk Assessment and Risk Management
  • Sarbanes Oxley and PCI Compliance
  • Network Security
  • SAP ERP Security Auditing
  • NIST framework
  • COBIT/COSO framework
Work History
IT Auditor (Remote), 04/2018 to 07/2020
Apex SystemsFuquay Varina, NC,
  • Reviewed business unit controls and evaluated management's self-assessment testing.
  • Performed control test work as needed.
  • Assisted in identifying processes and control changes that result from testing results or external audit team recommendations.
  • Managed annual assessment and reporting for IT compliance related to PCI-DSS and NIST 800-53.
  • Completed Self-assessment Questionnaire (SAQ) and obtained evidence of compliance with PCI-DSS standards from client.
  • Executed IT General Controls and IT Application Controls testing, with IT Infrastructure testing - databases, Active Directory and operating systems.
  • Analyzed data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management policies or procedures.
  • Identified and protected integrity of evidence during Loss Prevention fraud investigations.
  • Performed follow-up with internal departments to obtain supporting documentation and explanations for any exceptions noted during fieldwork.
  • Participated in reviews of internal controls and security of systems under development as well as major IT projects and initiatives.
  • Completed audit papers by thoroughly documenting audit tests and findings.
  • Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.
  • Conducted financial, compliance and operational audits.
IT Auditor, 02/2016 to 06/2018
Highmark Inc.Reading, PA,
  • Managed and executed operational, compliance audits, internal control reviews, special projects and investigations.
  • Developed yearly audit plans, audit objectives and procedures, prepared/reviewed audit programs, manage multiple projects simultaneously for efficient audit engagement and to ensured adequate controls exist to protect information and data.
  • Managed and executed various engagements related to SOX-404, SOC 1&2 including walkthrough, risk assessment and testing of controls.
  • Assisted with establishing/implementing continuous monitoring programs including; SOX controls self-assessment, internal testing and enforcement of program in adherence to global policy, risk/frameworks e.g. ISO 27001, NIST, COSO, COBIT requirements.
  • Managed testing in compliance with policies/procedures, monitored compliance issues through investigation and ensured timely remediation.
  • Promoted effective controls environment through working relationships with management of IT, and Operations stakeholders.
  • Prepared clear, concise audit reports to communicate audit findings, recommendations and audit ratings to senior management.
  • Responded to both external and internal enquiries i.e.
  • External auditors, Business questions and inquiries and follow up.
  • Worked with controls owner to identify compensating controls and assisted with developing action plan to address controls deficiency.
Risk & Compliance Analyst, 12/2013 to 11/2015
SAXON MORTGAGE INCCity, STATE,
  • Assisted in design, implementation and audit of change control and release management as defined through SOP.
  • Maintained IT General Controls and IT testing documentation, executed ongoing controls monitoring activities and assisted in coordination of Sarbanes-Oxley(SOX) ITGC testing, reporting and assessments activities.
  • Conducted continuous review of environment as well as Quarterly reviews.
  • Ensured that all compliance initiatives follow appropriate change management and IT documentation requirements.
  • Interacted with Internal and External Auditors during scoping, planning, execution and follow-up of internal controls testing and audits for regulatory compliance (SOX, etc.).
  • Championed comprehensive IT control efforts, from development and assessment to intensive compliance monitoring and risk mitigation for department.
Regulatory Compliance Associate, 08/2010 to 11/2013
Fidelity InvestmentsCity, STATE,
  • Conducted internal investigations for compliance issues.
  • Partnered with third party auditors to fulfill their requests by acting as single point of contact for internal information collection activities.
  • Reviewed established documentation and suggests modifications of existing policies—or establishment of new ones—in pursuit of operating excellence with predetermined frequency.
  • Worked with management and associates to assess risks associated with business and ensures appropriate remediation strategies are employed.
  • Consulted with managers and associates to identify and assess current and emerging risks and strategic initiatives.
  • Stayed abreast of new changes to requirements.
  • Collected detailed notes on investigations and other communication to adhere to legal requirements and enhance recordkeeping.
Education
MBA: Corporate Finance, Expected in to University of Dallas - Irving, TX
GPA:
Status -
Bachelor of Science: Economics, Expected in to Northern Illinois University - Dekalb, IL
GPA:
Status -

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Resume Overview

School Attended

  • University of Dallas
  • Northern Illinois University

Job Titles Held:

  • IT Auditor (Remote)
  • IT Auditor
  • Risk & Compliance Analyst
  • Regulatory Compliance Associate

Degrees

  • MBA
  • Bachelor of Science

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