185 resumes matching Compliance Officer Resume Samples

Compliance Officer

C. R. Bard, Inc Piscataway,New Jersey

Internet webpage creation Share Point Website Creation and Design Experience 06/2013 to Current Compliance Officer C . R . Bard , Inc － Murray Hill , N . J . Responsible for database management , process...maintains records of compliance group activities including , but not limited to maintaining compliance disclosure log and corresponding materials and documentation related to compliance investigations Supports...contract templates that comply with the company's compliance and business ethics policies Effectively and efficiently supports all phases of the compliance training programs including the development of training

Last updated on January 01 2015 Resume Score: 90%

Compliance Officer

Massachusetts Department of Public Utilities Roslindale,Massachusetts

Professional Summary Versatile Compliance Officer with advanced skills providing excellent compliance , project coordination and strategic solutions . Experience developing , coordinating , and providing...Improvement Investigation Documentation and reporting Executive presentations Work History Compliance Officer , 01/2017 to Current Massachusetts Department of Public Utilities – Boston , MA Lead and provided...guidelines , resulting in company compliance higher than agency standards . Facilitated the adjudication of (762) applicant appeals in 2019 , outperforming other compliance officers by 38% , resulting in

Last updated on October 15 2020 Resume Score: 80%

Compliance Officer

Popular Securities Clackamas,Oregon

to 01/2005 VP 01/2000 to 01/2003 VP , Compliance Officer 01/1996 to 01/2000 VP , Operations Control Manager Treasury/Retail 10/1994 to 11/2012 Senior Compliance Manager Citigroup － San Juan , Puerto...environments . Fully bilingual English - Spanish . Professional Experience 01/2014 to 07/2015 Compliance Officer Popular Securities － San Juan , PR Conducted OSJ Inspections and Annual CEO Certification...Puerto Rico 01/1994 to 01/1996 Citibank's Relationship Officer Designated AML Officer Broker Dealer Education MBA : Marketing Management Interamerican University of Puerto Rico Marketing Management BBA : Marketing

Last updated on February 15 2017 Resume Score: 80%

Compliance Officer

Massachusetts Department of Public Utilities Roslindale,Massachusetts

Improvement Investigation Documentation and reporting Executive presentations Work History Compliance Officer , 01/2017 to Current Massachusetts Department of Public Utilities – Boston , MA Lead and provided...Professional Summary Innovative and seasoned compliance professional offering expertise in regulatory compliance and project management . Working collaboratively with top leaders and staff to optimize...challenging position in fast - paced environment . Skills Database & Records Management Regulatory Compliance Project Management Project Lead Operational Support & Management Procedure Creation Process Improvement

Last updated on October 16 2020 Resume Score: 80%

Compliance Officer

AKSM, Ltd. Hebron,Ohio

Effective Relationships Organizational Skills Work History Compliance Officer , 05/2016 to Current AKSM , Ltd . – Columbus , OH Monitored compliance with processes , policies , procedures and standards...Professional Summary Compliance Officer with four years of experience working collaboratively with top leaders and staff to optimize adherence to policies , code of conduct , procedures , standards... - Columbus , OH GPA : 3 . 84 , Magna Cum Laude Certifications Certified Professional Compliance Officer , American Academy of Professional Coders , March 2017

Last updated on March 31 2020 Resume Score: 80%

Compliance Officer

Central Point,Oregon

Oregon Ear Nose and Throat PC and Surgery Center Medford , OR Compliance Officer 01/2019 to 08/2019 Promoted to focus on building compliance , risk management and quality assurance programs , I continued...to improve department productivity and performance , Developed and monitored a comprehensive compliance plan and provided input on reducing risk , Performed various audits and quality assurance related...improvement tool to exceed patient expectations , Monitored medical assistant scheduling guideline compliance , provided education , made guideline changes and requested software changes , Coded and

Last updated on August 24 2020 Resume Score: 80%

Compliance Officer

Golden Acorn Casino Chula Vista,California

Focused Compliance Officer dedicated to maintaining company compliance with all relevant requirements . Proficient in reviewing internal controls , processes and procedures . Experienced compliance professional...support Experience Compliance Officer | 04/2019 to Current Golden Acorn Casino - Campo , Ca Enforced regulations by reviewing federal and state laws to confirm compliance . Produce CTR's , SAR's , ...materials for compliance with company policies and legal requirements . Maintained and revised policy procedures for general operation of AML/BSA compliance program . Planned and executed compliance audits

Last updated on March 30 2020 Resume Score: 80%

Compliance Officer

UBS Financial Services Inc Nashville,Tennessee

ment Work History Compliance Officer , 11/2014 to Current UBS Financial Services Inc – Nashville , TN Investment Bank Compliance & Operational Risk - Project and Compliance management respon...environment . Skills Team Leadership Risk management Regulatory Compliance Compliance Procedures Investment Banking Compliance Compliance Reviews Cost reduction strategies Process Simplification Capital...and decrease risk relating to core compliance systems , processes , and routines . Manage and assess Information Barrier requests from a business and compliance perspective . Manage the company\'s

Last updated on August 18 2017 Resume Score: 80%

Compliance Officer

The Claxton Bank Claxton,Georgia

oriented regulatory compliance specialist looking to contribute excellent management and problem solving skills in a position with a reputable company . Skills Work History Compliance Officer , 04/2015...- day operations for the Banks Compliance and BSA programs , ensure policy and procedures are adequate to meet regulatory requirements , coordinate all compliance related activities , manage all...as the principal point of contact for any government agency or investigation , participate in compliance testing reviews and exams , develop effective lines of communications between different teams

Last updated on January 31 2017 Resume Score: 80%

Compliance Officer

Rincon Tribal Gaming Commission Vista,California

the amount of accounts overdue by 20% while asst . manager of The Scuba Center Experience Compliance Officer March 2010 to October 2014 Rincon Tribal Gaming Commission － Valley Center , CA Oversaw the

Last updated on November 03 2014 Resume Score: 80%

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