Knowledge of Financial Services Industry
Strategic Client Relationship Development
Alternative Investments Strategies
Evaluation of Economic Trends
Regulatory Due Diligence
Strong Verbal and Written Communication Skills
Highly Detail-Oriented and Exceptionally Organized
Utilizes alternative investments when appropriate (separately managed accounts, long/short strategies, commodities, and options contracts).
Explains the technical aspects of investment solutions in a relatable way to clients.
Answers clients' questions about the purposes and details of financial plans and strategies.
Performs investment purchases, sales, and reallocations.
Markets our wealth management team to prospective new clients.
Transitioned an established book of business to a new financial institution.
Trained in forming and building new client relationships.
Broadened client meeting presentation skills.
Prepared for Series 7 General Securities Representative Exam and Series 66 Uniform Combined State Law Exam.
Established skills related to client communication and management.
Formed an understanding of the day-to-day responsibilities of a Financial Advisor.
General Securities License (FINRA Series 7 and 66)
Colorado Life, Accident, and Health Insurance License
Companies Worked For:
Job Titles Held:
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