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Senior Compliance Officer Resume Example

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Jessica
Claire
resumesample@example.com
(555) 432-1000,
Montgomery Street, San Francisco, CA 94105
:
Summary
Banking professional with more than 8.5 years experience in banking with the strong knowledge of banking products, services and procedures, especially in KYC/AML/CFT/OFAC/Global sanctions/FATCA compliance sphere, who can help your company to achieve any goals while mitigating the risks.
Highlights
Excellent verbal and written Ability to work well under pressure; communication skills with strong Adherence to deadlines; interpersonal skills; Detail-oriented, multitask; Strong analytical and research skills; Reliable, responsible, conscientious, Excellent team player, strong leadership easy-going; abilities and team building skills; Demonstrated initiative and creativity in Dynamic and self-motivated; problem solving; Creative and result-oriented; Fast learner, eager for self-improvement. Excellent organizational, project management and planning skills; Computer Skills Proficiency with personal computers and pertinent mainframe systems and software packages, including MS Office Suite, AML/OFAC monitoring software. Languages English (fluent), Russian (native), Belarusian (native), French (intermediate level (DELF B1), German (basic knowledge).
Education
International University , Expected in 2010 Bachelor's degree : - GPA : International Economic Relations and Management Minsk, Belarus Minsk state college of services industry (http://kso.minsk.edu.by/) 2006 College degree: Banking and finance Minsk, Belarus
Experience
Western Alliance Bancorporation - Senior compliance officer
, , 03/2013 - 09/2015
  • International Sanctions Compliance (mainly OFAC, FinCEN, European Union, Her Majesty's Treasury (HM Treasury), United Nations, others); Sanctions lists management, downloading and installing; The Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting requirements knowledge; KYC/EDD/PEPs procedures; Using in work Accuity, LexisNexis, WorldCompliance, WorldCheck, DowJones AML/CFT /KYC/Sanctions compliance solutions; AML Risk Assessment, revising of work-with-clients' risk; Processing/Analytics/Investigations of AML/CFT/KYC/Sanctions screening alerts on both the customer and transaction level; Suspicious money laundering operations detection, monitoring and analysis by reviewing alerts generated by the automated monitoring system, other sources; Surveillance, account monitoring and investigating High-risk accounts and their transactions; Effectively communicating with and obtaining information from account officers in order to support conclusions of customer activity reviews; Preparing narrative comments that summarize results of reviews and that support decisions regarding activity analyzed; Where appropriate, referring unusual or suspicious activity requiring further action to a supervisor; Suspicious Activity Reports (SARs) writing, OFAC reporting; Analysis and development of automation of AML/CFT/KYC/Sanctions compliance screening processes/business processes; Contacting with foreign financial institutions, business correspondence, inquiries/investigations processing (English, Russian); AML/CFT/KYC/Sanctions training courses/presentations/consultings to the bank staff; Other duties and special projects as assigned.
2U - Senior specialist
, , 07/2008 - 11/2012
  • Working in SWIFT system; Processing and authorizing the customers' payment orders through SWIFT system; Payment investigations; Surveillance, account monitoring and investigating High-risk accounts and their transactions; Relationship management authorization (RMA) processing with foreign financial institutions; Processing and authorizing the customers' payment orders through BISS (Belarusian Interbank Settlement System, analogue of US Automated Clearing House (ACH)), payment investigations; Familiarity with Federal Reserve Bank settlements (Fedwire), Clearing House Interbank Payment Systems (CHIPS); Processing and authorizing treasury deals, Letters of credit (L/C), trade-financial operations, foreign exchange transactions, interbank deals, others; Controlling of bank's correspondent account balances, working with obscure sums; Financial monitoring of the customer's incoming and outgoing payments; Working with claims, complaints; Reporting to the Department Head; Contacting with foreign financial institutions, business correspondence, inquiries/investigations processing (English, Russian); Other duties as assigned.
Bickford Senior Living -
, , 06/2007 - 06/2008
  • Loan specialist at Retail banking and loan department Consulting customers on the banking products, loans; Customers attracting, detection of client needs; Carrying on negotiations with customers, promotion of bank services; Selling of additional services and products; Undertaking due diligence in relation to clients; Analysis and assessment of the customer's creditworthiness; Preparation of documents for examination to the Credit Committee of the bank from initiation process to final approval; Control of the correctness and completeness of the customer's credit files formation; Working with credit delays, preparation of reports; Working with customers' inquiries, claims, complaints.
Simmons Bank - Personal banker/Teller
, , 09/2005 - 06/2007
  • Internship and externship; Consulting customers on the banking products; Customers attracting; Carrying on negotiations with customers, promotion of bank services; Selling of additional services and products; Processing short-term and long-term deposits; Cashier transactions services, withdrawals; Recording of money movements in the bank database; Preparation of reports; Insurance services; Western Union transfers; Currency exchange, collection; Working with customers' inquiries, claims, complaints.
Work History
International payments department -
, -
Retail banking department -
, -
Skills
automation, banking, basic, business correspondence, business processes, C, Cashier, communication skills, interpersonal skills, Consulting, creativity, Credit, client, clients, database, Detail-oriented, due diligence, English, Fedwire, finance, Financial, financial operations, foreign exchange, French, German, http, Insurance, team building, leadership, Letters, mainframe systems, exchange, money, MS Office Suite, negotiations, organizational, PEPs, presentations, problem solving, processes, project management and planning, promotion, Fast learner, Recording, Relationship management, reporting, research, Retail, Risk Assessment, Russian, Selling, self-motivated, settlements, supervisor, SWIFT, team player, Treasury, written

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Resume Strength

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Resume Overview

School Attended
  • International University
Job Titles Held:
Degrees
  • Bachelor's degree