Independent Auditor with over 3 years' experience in performing external audits for public and private clients. Proven success in helping clients to achieve and maintain compliance with regulatory requirements, improving internal controls, and reducing financial and operational risk. Demonstrated leadership skills that guide staff to achieve the auditing goals within the planed budget.
GAAP and GAAS
SEC filling and Statutory Reporting
Risk and Project Management
08/2013 to 08/2016
Senior Audit AssociateKPMG LLP － New York, NY
02/2013 to 07/2013
ConsultantNew York Life - Eagle Strategies, LLC － New York, NY
06/2011 to 08/2012
Assistant Operations ManagerNuVerse Advisors LLC － New York, NY
Develop various analyses and portfolio-level profitability reports for the portfolio managers to evaluate portfolio performance.
Provide daily data reports for the portfolio managers detailing the daily portfolio value at risk (VAR) and the dollar value of a one basis point change in interest rates on various classes within the portfolio.
Reconcile up to 200 daily trades with Credit Suisse (prime broker) and Bank of New York Mellon (administrator) including multi-currency stocks, bonds, futures, forwards, swaps, repos, and loans utilizing the Advent AXYS system for $1 billion group of global multi-strategy funds.
Enter trades into Advent MOXY system and upload daily trades to Advent AXYS.
Master of Science: AccountancyBaruch College, Zicklin School of BusinessAccountancy
Certified Public Accountant, Accountancy Board of New York
*Member, American Institute of CPAs (AICPA)