|Documentation and record retention compliance
Regulatory oversight during RFP process
Regulatory reporting on state and federal levels
Maintenance of risk-based compliance programs
Excellent organizational, verbal communication and composition skills
Solid interpersonal skills with sound judgment
Analytical with problem-solving skills and a strong attention to detail
Self-directed and able to work with minimal supervision
Ability in supporting multiple congruent tasks with multiple corporate customers
Motivated, goal and accountability oriented
Highly adept in transitioning
projects from development to sustainment
Bank Secrecy Act
Federal Reserve Reporting
I work to ensure that the bank is adhering to current and changing governmental regulations and laws. I monitor banking's regulatory compliance trends and provide guidance documents on these trends along with the interpretation of new regulations that will impact the bank. I develop and implement compliance and auditing procedures, followed by the training of staff and management for new regulatory compliance requirements. I report directly to the President, but work closely with the Board of Directors, other executive management and banking staff to guarantee the bank's policies and procedures are always current and the staff is timely and adequately trained on current and changing banking regulations and laws.
Research and implement changes required due to banking regulations and laws, internal banking policies and procedures, consumer protection, and public interest law
Manage bank's internal compliance program
Monitor pending law changes and assess the impact on the bank's operations; provide guidance documents to executive management
Ensure internal compliance reviews are completed on schedule and issues are reported to executive management
Advise executive management of emerging issues and issues of non-compliance
Consult and guide the bank in the establishment of controls to mitigate risks
Serve as the internal compliance reference point
Advise, facilitate discussion and obtain approval from the Board of Director's on banking policies
Perform annual BSA/AML training to all personnel employed by the bank; also provide training to the Board of Directors
on this subject
Advise oversee, and train staff on changes to compliance software (Compliance One)
Federal Reserve reporting (weekly, quarterly, bi-annually and annually)
Respond to state, federal and association requests
Companies Worked For:
Job Titles Held:
Where can I find a The First National Bank of Jeanerette Regulatory Affairs Compliance Officer resume example in Jeanerette, Louisiana ?
This is an actual resume example of a Regulatory Affairs Compliance Officer who works in the Bank Managers Industry. LiveCareer has 22091 Bank Managers resumes in its database. LiveCareer’s Resume Directory contains real resumes created by subscribers using LiveCareer’s Resume Builder.
© 2018, Bold Limited. All rights reserved.