LiveCareer
LiveCareer
  • Dashboard
  • Jobs
  • Resumes
  • Cover Letters
  • Resumes
    • Resumes
    • Resume Builder
    • Resume Examples
      • Resume Examples
      • Nursing
      • Education
      • Administrative
      • Medical
      • Human Resources
      • View All
    • Resume Search
    • Resume Templates
      • Resume Templates
      • Nursing
      • Education
      • Medical
      • Human Resources
      • Customer Service
      • View All
    • Resume Services
    • Resume Formats
    • Resume Review
    • How to Write a Resume
    • CV Examples
    • CV Formats
    • CV Templates
    • Resume Objectives
  • Cover Letters
    • Cover Letters
    • Cover Letter Builder
    • Cover Letter Examples
      • Cover Letter Examples
      • Education
      • Medical
      • Human Resources
      • Customer Service
      • Business Operations
      • View All
    • Cover Letter Services
    • Cover Letter Templates
    • Cover Letter Formats
    • How to Write a Cover Letter
  • Jobs
    • Mobile App
    • Job Search
    • Job Apply Tool
    • Business Letters
    • Job Descriptions
  • Questions
  • Resources
  • About
  • Contact
  • 0Notifications
    • Notifications

      0 New
  • jane
    • Settings
    • Help & Support
    • Sign Out
  • Sign In
Member Login
  • LiveCareer
  • Resume Search
  • Registered Sales Assistant
Please provide a type of job or location to search!
SEARCH

Registered Sales Assistant Resume Example

Resume Score: 90%

Love this resume?Build Your Own Now
REGISTERED SALES ASSISTANT
Experience
Registered Sales Assistant, 01/2005
Company Name
  • Present Account Maintenance Administrative.
  • Process and track the on-going client account requests for various Pershing Managed Investments business lines on a daily basis.
  • These tasks include account distributions, withdrawals, terminations, tax selling, and manager/style changes.
  • Review all incoming client account requests and determine if a legitimate request based on firm requirements.
  • Provide clarification and updates on status requests to advisors, internal clients, money managers and custodial contacts.
  • Perform ad hoc job duties as assigned.
  • Daily monitoring of requests to ensure completion of money manager and custodial tasks.
  • Provide complete and accurate information to clients in a multi-task, high-pressure environment that requires attention to detail.
  • Assist clients with general account inquiries and questions regarding their benefit plan investments.
  • Process various financial transactions including stock, money market and mutual fund trades, loans and ACAT transaction.
  • Reconcile client accounts, handle daily margin call, and open new IRA and Brokerage accounts.
  • Resolve client questions and research request by using various resources., Provide complete and accurate information to clients in a multi-task, high-pressure environment that requires attention to detail.
  • Assist clients with general account inquiries and questions regarding their benefit plan investments.
  • Process various financial transactions including stock, money market and mutual fund trades, loans and ACAT transaction.
  • Reconcile client accounts, handle daily margin call, and open new IRA and Brokerage accounts.
  • Resolve client questions and research request by using various resources.
Client Service Representative, 01/2000
  • Serve as a member of customer service team in call center environment.
  • Research and resolve customer inquiries and complaints concerning IRA, Brokerage and Asset Management Accounts.
  • Respond to written and verbal inquiries with complete and accurate information.
  • Assist in establishing and maintaining a client base for broker Key Accomplishments:.
  • Meet and exceed department productivity standards, awarded with monthly bonuses.
  • Received two salary increases.
Education
Bachelor of Arts: MathematicsTemple University - City, State
  • Achieved Dean's List status.
  • Participated in Computer Club.
  • Summary
  • To secure a position in the financial services industry, where my education, training, and proven ability can be fully applied. SUMMARY OF QUALIFICATIONS
  • Bachelor of Arts in Mathematics from Temple University, reinforced by nine years of successful experience as a professional, including substantial experience as a Customer Service Representative, Customer Service Specialist, and Personal Banker with Wells Fargo Securities
  • Strong planner, organizer, and problem solver who can train and supervise personnel, prioritize multiple assignments, and deliver superior results under deadline and financial pressure.
  • Obtain Series 7 and Series 63 License
  • Excellent communication, presentation, and negotiation skills. Can be counted on to represent the organization effectively.
  • Thorough knowledge of banking and securities products, sales and marketing strategies, and customer service techniques.
  • Mature, reliable individual with a solid work ethic and an unwavering sense of professionalism.
  • Computer literate. Working knowledge of Fiserv/Checkfree APL
  • Interests
    ACTIVITIES AND INTERESTS , Suspense Novels, Model Airplanes
    Highlights
    • Administrative
    • Ad
    • Asset Management
    • Attention to detail
    • Call center
    • Client
    • Clients
    • Customer service
    • Financial
    • Investments
    • Market
    • Money
    • Research
    • Selling
    • Tax
    • Written
    Build Your Own Now

    DISCLAIMER

    Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

    Resume Overview

    School Attended

    • Temple University

    Job Titles Held:

    • Registered Sales Assistant
    • Client Service Representative

    Degrees

    • Bachelor of Arts : Mathematics

    Create a job alert for [job role title] at [location].

    ×

    Advertisement

    Similar Resumes

    View All
    Registered-Sales-Assistant-resume-sample

    Registered Sales Assistant

    Plymouth, Massachusetts

    Registered-Sales-Assistant-resume-sample

    Registered Sales Assistant

    Clever, Missouri

    Registered-Dental-Assistant-resume-sample

    Registered Dental Assistant

    Springfield, Massachusetts

    About
    • About Us
    • Privacy Policy
    • Terms of Use
    • Sitemap
    Help & Support
    • Work Here
    • Contact Us
    • FAQs
    Languages
    • EN
    • UK
    • ES
    • FR
    • IT
    • DE
    • NL
    • PT
    • PL
    Customer Service
    customerservice@livecareer.com
    800-652-8430 Mon- Fri 8am - 8pm CST
    Sat 8am - 5pm CST, Sun 10am - 6pm CST
    • Stay in touch with us
    Site jabber winner award

    © 2021, Bold Limited. All rights reserved.