Dedicated financial professional with 5 years of experience combining management, compliance, and operations skills in a
growing OSJ branch. Seeking a position as a Compliance Professional in an established broker dealer with the
opportunity for professional growth and upward mobility.
FINRA Series 7 License
FINRA Series 24 License
FINRA Series 66 License
FL 2-15 Insurance License
Registered Tax Preparer
Successfully built, from the ground up, the Operations and Compliance departments for OSJ office of a leading Independent Broker Dealer in Boca Raton.