Conduct initial review of KYC files for new and existing clients and ensure it adheres with the bank's customer identification program.
Conduct enhanced due diligence review of clients with correspondent banking relationship, PEPs, Sanctions, Adverse Media and complex structure.
Review and analyze negative media and AML risk to the bank and escalate to Financial Crime Compliance team for further investigation.
Validate the nature of business, source of funds, ISIC code, true entity ownership and effective entity control of the client using internal and external sources.
Ensuring core AML documentation provided by business lines meets banks established policy and procedures.
Review false and true match positive on individuals and entities using Detica and Lexis Nexus.
01/2013 to 03/2014
Staff AccountantCiti Global Transaction Service
Maintain books and records for Private Equity Fund clients
Book and review all investment and fund related journal entries
Prepare management fee calculation, capital call and distribution allocations
Assist in monthly financial report preparation.
03/2008 to 09/2012
Fund AccountantHSBC Alternative Fund Services
Maintained the underlying accounting records for hedge funds.
Prepare monthly and daily Net Asset Valuations (NAV) for hedge fund clients.
Escalate pricing issues to manager and supervisors for immediate review and/or amendment.
Prepare investor audit confirmations detailing capital balances and fees charged.
Calculate performance, management, administrative fees for offshore and onshore funds.
09/2006 to 03/2008
Investment accountANt IIPFPC
Reconciling investment company cash and portfolio balances to custodian's daily statement.
Provide daily investable cash balances to portfolio manager.
Responsible for the NAV calculation.
Education and Training
Bachelor of Business Administration: AccountingTEMPLE UNIVERSITYAccounting