Results-driven wealth management and private banking executive with over 15 years of Financial Services experience. A proven track record of success in building, leading and coaching high performing wealth management sales, compliance and leadership teams. A self-directed executive skilled at driving global results-oriented business initiatives and developing tactical plans to successfully drive new revenue across multiple discipline lines of the wealth business with higher than industry average profit margin.
Responsible for the acquisition of FarSight Financial Services (joint venture between Bank of America and D E Shaw) on behalf of an angel investor group. Ran the US business as well as building de-novo the first brokerage platform catered specifically to Chinese Americans in the US as well as for Hong Kong residents to access the US stock market. Successfully sold the U.S. business to TD Ameritrade(formerly JB Oxford).
Occidental College, Los Angeles, CA
University of Southern California, Los Angeles, CA
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