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financial regulator resume example with 11+ years of experience

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Jessica Claire
Montgomery Street, San Francisco, CA 94105 (555) 432-1000, resumesample@example.com
Professional Summary
Highly motivated Regulatory Analyst with over ten years of experience in the Financial Services Industry seeking a position in your organization, where I may utilize my experience and skills to aid in attaining organization goals.
Core Qualifications
Microsoft Word, Excel, Power Point *Customer Service Experience
Experience
08/2012 to 2016 Financial Regulator Financial Services Commission Tortola, British Virgin Islands | , ,
  • Analyze and Acknowledge Audited Financial Statements
  • Analyze and Process Applications seeking to obtain trust licenses
  • Present various applications to the License Supervisory Committee for approval or Refusal i.e Change in Undertaking,
  • Change in Ownership Structure Prepare Internal Memos and Information Papers for Approval by the Director
  • Assist the Compliance Department in performing onsite inspections at various Industry Practitioners
  • Acknowledge receipt of letters and documents via mail, facsimile and email using scanned PDF files Analyze Prudential Return and Statistical Data for Trust Establishments
  • Financial Services Commission Tortola, British Virgin Islands.
01/2005 to 01/2012 Registry Assistant | , ,
  • Skilled at establishing and maintaining affinity as well as providing assistance to customers Administered training for customers on the operation of the new system Trained customers and employees on the use of VIRRGIN (Virtual Integrated Registry and Regulatory General Information Network) System Efficient ability to express and interpret ideas and knowledge, capable of exchanging information with a high level of efficiency Consistent at building and maintaining long term relationships with industry practitioners.
08/2002 to 08/2003 Clerical Trainee NA | , ,
  • Facilitated incoming calls and directed customers to their department of interest.
  • Sorted Incoming Mail and created files for new company operations.
  • Filing important finance documents and inputting them into a database system.
Education
Expected in May 2012 to to Bachelor of Business Administration | Finance Florida International University, Miami, Florida GPA:
Finance
Expected in August 2017 to to Master's | Business Administration Finance Nova Southeastern University, Fort Lauderdale, Florida GPA:
Business Administration Finance
Expected in to to Certificate in Banking | , , GPA:
Expected in to to Diploma | , , GPA:
Expected in to to Compliance awarded by the University of Manchester Business School, International Compliance Association | , , GPA:
Professional Affiliations
Skills
Banking, Customer Service Experience, database, email, facsimile, Filing, finance, Financial, Financial Statements, letters, Director, Excel, Mail, Money, Power Point, Microsoft Word, Network, PDF, express, Supervisory

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Resume Overview

School Attended

  • Florida International University
  • Nova Southeastern University

Job Titles Held:

  • Financial Regulator
  • Registry Assistant
  • Clerical Trainee

Degrees

  • Bachelor of Business Administration
  • Master's
  • Certificate in Banking
  • Diploma
  • Compliance awarded by the University of Manchester Business School, International Compliance Association

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