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Chief Financial Officer Resume Example

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CHIEF FINANCIAL OFFICER
Executive Profile

Highly accomplished, result-driven Financial Officer with more than 25 years of progressive experience in finance/treasury and project management within diverse financial institutions and investment banking/audit firms. Demonstrated ability to lead diverse teams of professionals to new levels of success in competitive banking industry, highly regulatory and challenging environments. Strong qualifications in developing and implementing asset liability/interest rate risk management, and financial management in addition to process improvements and quality assurance. Processes solid leadership, communication and interpersonal skills to establish rapport with all levels of management and staff.

Skill Highlights
  • Regulatory Compliance
  • Enterprise Risk Management
  • Asset Liability Management
  • Interest Rate Risk Management
  • Strategic Planning
  • Budgeting / Forecasts / Analysis
  • Financial Reporting / Profitability Reporting
  • Liquidity / Capital / Funding Management
  • Team Leadership
  • Staff Development
Core Accomplishments

Professional Qualification 

  • Certified Public Accountant (Active), - Certificate Number 94687, California Board of Accountancy

Chief Financial Officer 

  • Successfully managed growth and profitability of a De Novo Bank from $80 million to $400 million in total assets and from negative to over $2 million in net income in safe and sound manner.
  • Proven track record of superior management on capital adequacy (C), liquidity (L) and sensitivity to market risk (S) of FDIC CAMELS rating system.
  • Assisted in achieving three consecutive years recognition with Bank Enterprise Award by US Treasury.
  • Streamlined financial reporting and operations process to improve quality and efficiency.
Professional Experience
Chief Financial Officer 09/2007 to Current First Choice Bank Cerritos, CA
  • Serve as a member of the Executive Management, and ALCO Committee.
  • Participate in various Board Committees including Audit, ALCO, and Marketing Committees.
  • Actively participate in developing short- and long-range plans, strategies and policies.
  • Direct financial accounting and treasury operations.
  • Provide ongoing analysis of operating results, forecast future performance, and develop budget process.
  • Manage $100 million investment portfolio and establish liquidity management system and cash flow projection.
  • Keep abreast of regulatory and compliance developments relative to capital, finance, tax, operations and risk management
  • Analyze mergers and acquisitions, branch expansions and other growth opportunities, present various structures and make recommendations.
Controller 02/2006 to 09/2007 ChinaTrust Bank USA Los Angeles, CA
  • Developed and implemented a documented system of accounting policies and procedures at corporate headquarters.
  • Coordinated with bank examiners, internal and external auditors, and completion of internal audits, audited financial statements and tax returns.
  • Managed accounting operations, ensured regulatory and financial reports in compliance with regulatory requirements and GAAP.
  • Monitored cost control activities, including strategies for cost control on an as-needed basis.
  • Performed special projects, such as banking core system conversion.
Accounting Manager 11/2003 to 02/2006 East West Bank (6-mo with Trust Bank, Monterey Park, CA, merged into East West Bank) Pasadena, CA
  • Oversaw daily accounting functions to ensure all internal controls in compliance with Sarbanes-Oxley 404 Act requirements.
  • Reviewed board package, financial reports, and SEC filing 10-Q, 10-K schedules.
  • Reviewed and ensured Call report, FRY reports filed adherence to regulatory requirements.
  • Performed data merger special projects during acquisitions of other banks, prepared migration analysis of ALLL, income tax provision and EPS calculation.
  • Initiated daily accounting function monitoring system to improve reporting effectiveness and efficiency.
Accounting Manager 07/1997 to 10/2003 ChinaTrust Bank USA Los Angeles, CA

Designed, implemented and oversaw daily accounting operations, prepared and analyzed financial and managerial reports, and regulatory reports; performed data merger project of two banks and profitability measurement project at corporate headquarters.
Underwriting Manager, Capital Market 02/1992 to 06/1997 KGI Securities Co., Ltd. Taipei, Taiwan

Directed overall plan for public company's initial public offering in Security Exchange and other SEC filings; recommended policies and procedures enhancements of internal management control systems; analyzed financial conditions, operations and management situation and developed an action plan for resources and structuring to be in compliance with regulatory requirements.
Senior Accountant 01/1990 to 12/1991 Simon Yuan Accountancy Corp. City Of Industry, CA
Senior Auditor 06/1986 to 06/1989 Price WaterhouseCoopers Taipei, Taiwan
Education
Master of Arts: Accountancy California State University, Los Angeles Los Angeles, CA
Bachelor of Science: Accounting Soochow University Taipei, Taiwan, ROC
Skills

Fiserv ITI, FIS Horizon Alltel, Metavante - Core Banking System

Microsoft Office Excel, Word, Power Point

SunGuard Bancware Profitability Module

KCI Control Profitability / Budget System

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Resume Overview

Companies Worked For:

  • First Choice Bank
  • ChinaTrust Bank USA
  • East West Bank (6-mo with Trust Bank, Monterey Park, CA, merged into East West Bank)
  • KGI Securities Co., Ltd.
  • Simon Yuan Accountancy Corp.
  • Price WaterhouseCoopers

School Attended

  • California State University, Los Angeles
  • Soochow University

Job Titles Held:

  • Chief Financial Officer
  • Controller
  • Accounting Manager
  • Underwriting Manager, Capital Market
  • Senior Accountant
  • Senior Auditor

Degrees

  • Master of Arts : Accountancy
    Bachelor of Science : Accounting

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