bsa monitoring analyst resume example with 14+ years of experience
Jessica
Claire
resumesample@example.com
(555) 432-1000,
, , 100 Montgomery St. 10th Floor
:
Summary
Highly motivated Sales Associate with extensive customer service and sales experience. Outgoing sales professional with track record of driving increased sales, improving buying experience and elevating company profile with target market.
Skills
Well-organized, methodical and detail-oriented, with a keen sense of professional propriety and protocol at all times, including thorough respect for policy and procedure. Possessing excellent written and verbal communication abilities, with solid interpersonal skills; able to build rapport and facilitate strong, cooperative relationships with customers, co-workers and supervisors regardless of age, cultural background or socio-economic level. Able to adapt to changing priorities and maintain a positive attitude and strong work ethic
SKILLS
Ability to work in a team structure
Ability to make decisions and solve problems
Ability to communicate verbally
Ability to Plan, Organize, and Prioritize Work
Ability to obtain and process information
Ability to Analyze Quantitative Data
Proficiency with Microsoft Office
Critical Thinking
Time Management
Written communication skills
Listening skills
Ability to create and/or edit written reports
Technologically-Savvy
Education and Training
Broward CollegePembroke Pines, FLExpected in 01/2023 ā āBachelor of Applied Science:Supply Chain Management and Logistics - GPA:Secretary of the Global Supply Chain Management Association
, Expected in 09/2019 ā ā: - GPA:
, Expected in 01/2016 ā āMember of the Florida International Bankers Association
AMLCA Certification Program: - GPA:
Experience
Professional Bank - BSA Monitoring Analyst City, STATE, 09/2017 - Current
Provide assistance in the Bankās compliance with the statutory and regulatory requirements for the Bankās Bank Secrecy Act (BSA) Program
Review and clear the daily/periodic flags/alerts and monthly exceptions as assigned
Review due diligence, account documentation, data input, etc
As needed
Conduct research to corroborate transactions with customer industry, account purpose, and expected activity
Advise Team Members if account documentation or CDD information is missing or requires updating
Analyze and review transaction activity in BSA reports to monitor for unusual activity
Adjust profile parameters and make recommendations to modify account risk as deemed necessary, submit for review and approval
Assist in investigations for cases involving suspicious activity
Perform the job functions of your team leader in their absence
Support BSA Officer and Team Leaders in other tasks as necessary
Participate in BSA/AML/OFAC related webinars, seminars, and /or conferences to remain abreast of all BSA/AML/OFAC and USA Patriot Act regulatory changes.
Bayview Loan Servicing, LLC - IT Security and Compliance City, STATE, 07/2016 - 11/2016
Performed on-site vendor visits for all of Bayviewās High-Risk Critical IT Vendors
Prepare a final review of assessments and visits and worked with vendor management to review the risk ranking of vendors
Responded quickly and resourcefully to customer requests or concerns
Provided information to customers about services
Address customersā needs while following company procedures
Sabadell Bank - Vendor Risk Management Analyst City, STATE, 11/2015 - 07/2016
Verified reports for completeness to conform with established regulations and procedures.
Managed vendors to coordinate agency and adjuster licenses for regulatory compliance.
Created monthly, quarterly and annual reports to accommodate insurers, auditors and workers' compensation division.
Sabadell Bank - BSA Monitoring Unit Analyst City, STATE, 10/2013 - 11/2015
Provided status reports to senior management, auditors, and regulators
Cleared and monitored daily BSA alerts process through an extensive and thorough search for the bankās customers looking for any potential negative news, PEP relations, or AML illegal activity by the following methods including but not limited to Internet searches, Factiva searches, OFAC Investigated and monitored high-risk activity for potential negative activity
Investigate and monitor high-risk activity for potential AML negative activity that might warrant a SAR or further investigation
Review and approve new KYC profiles and establish profiles including High-risk accounts and PEPs (Politically Exposed Person)
Conduct enhanced due diligence reviews for accounts designated as politically exposed persons and sensitive industries
Primarily responsible for ensuring all new client relationships undergo the appropriate client identification screening
Analyzed financial statements for all customers including foreign corporations to ensure the information and activity observed are consistent with the documentation on file
Lloyds Banking Group - Data Analyst/ Operations Specialist City, STATE, 01/2008 - 10/2013
Performed summary billing analysis for all the bankās customers
Interact with internal lines of business pertaining to AML/OFAC screening processes
Responsible for data entry processes such as ACH payments, bank service fees, bank fee reversals, and other bank transactions
In charge of all teller duties including customer cash withdrawals and deposits, monitoring and maintaining bait money, and providing excellent customer service
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Resume Overview
School Attended
Broward College
Job Titles Held:
BSA Monitoring Analyst
IT Security and Compliance
Vendor Risk Management Analyst
BSA Monitoring Unit Analyst
Data Analyst/ Operations Specialist
Degrees
Bachelor of Applied Science
Member of the Florida International Bankers Association
AMLCA Certification Program