AVP, Senior Internal Operations Auditor Resume Example AVP Cathay Bank

AVP, SENIOR INTERNAL OPERATIONS AUDITOR

Summary

Consistent at establishing clear audit guidelines and defining the scope of each audit from planning to reporting. Fosters open communication with colleagues and clients. As the auditor in charge highly effective at time management and supervising multiple audit projects while interacting productively with colleagues and clients. Reliable and focused as a Senior Internal Auditor with over 20 years of experience in financial entities, mortgage banking, consumer and commercial lending, manufacturing, and public accounting.

Highlights

Certified Financial Services Auditor (CFSA) Microsoft Office Suite proficiency
Institute of Internal Auditors (IIA) Internal and external auditing
Audit project planning Audit reporting
Exceptional communicator Creative thinker
Six Sigma Green Belt

Experience

04/2012 to Current

AVP, Senior Internal Operations AuditorAVP Cathay Bank － El Monte, Ca

Collaborated with the Audit Director in planning audits based on risks, mitigating internal controls and operational complexity covering the Bank's consumer and commercial lending units and back office operations.
As Auditor in Charge supervised multiple audit project from planning through final reporting.
Met with clients to identify and assess business controls, risks, process gaps and work flow inefficiencies.
Provide Executive and Sr. management with findings and recommendations

03/2009 to 04/2012

Senior Internal Audit AuditorMasimo Corporation － Irvine, Ca

Analyzed and planned audit of reviewed cost reports and communicated final results to management as it relates to inventory and sales Planned and developed FCPA (Foreign Corrupt Practice Act) audit programs to address the company's sale and business relationships international.
Gathered data for internal audits through interviews, financial research and downloads.
Reduced external audit fees by 20% each year by taking on audit assignment internally and coordinating SOX efforts Communicated audit results to upper management through written reports and oral presentations.

04/2005 to 03/2009

Senior Internal AuditorImpact Mortgage Corporation － Irvine, Ca

Met with clients to identify and assess business controls, risks, process gaps and work flow inefficiencies.
Communicated audit results to upper management through written reports and oral presentations.
Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Supervised and coordinated projects for external auditors and examiner evaluations.
Reviewed and assessed SOX control matrices, test plans and flow charts and recommended streamlining and key controls reduction opportunities to senior management Communicated audit results to upper management through written reports and oral presentations.

03/2001 to 04/2005

Senior Internal AuditorOption One Mortgage － Irvine, Ca

Supported management through risk identification, control testing and process improvement procedures.
Supervised and coordinated projects for external auditors and examiner evaluations.
Analyzed and reviewed cost reports and communicated final results to suppliers.
Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Articulated audit findings, risks and detailed recommendations to upper management.
Met with clients to identify and assess business controls, risks, process gaps and work flow inefficiencies.

02/1997 to 03/2001

Senior Internal AuditorFidelity National Financial － Masa, California

Reported internal control issues to management and Audit Committee, and supplied comprehensive recommendations to mitigate the associated risks.
Articulated and reported audit findings, through presentation detailing recommendations to upper management.
Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Supported management through risk identification, control testing and process improvement procedures.

04/1994 to 02/1997

Internal AuditorCountrywide Home Loans － Pasadena, Ca.

Planned, budgeted, and executed internal audit engagements Identified control deficiencies and recommended solutions and control enhancements Prepared audit reports and reviewed recommendations with senior management.

05/1990 to 05/1994

Internal AuditorOrange County Federal Credit Union － Santa Ana, Ca.

02/1988 to 02/1990

Staff AuditorWindes and McLaughry Accountancy － Long Beach, Ca

Education

1976

Bachelor of Arts: Social ScienceCalifornia State University － Long Beach, CaliforniaSocial Science

Skills

audit reports, Audit reporting, charts, oral, clients, senior management, external auditing, Financial, IIA, Institute of Internal Auditors, internal audits, internal audit, inventory, Director, Microsoft Office Suite, communicator, presentations, process improvement, project planning, reporting, research, sales, Six Sigma, written

Resume Overview

Companies Worked For:

AVP Cathay Bank
Masimo Corporation
Impact Mortgage Corporation
Option One Mortgage
Fidelity National Financial
Countrywide Home Loans
Orange County Federal Credit Union
Windes and McLaughry Accountancy

School Attended

California State University

Job Titles Held:

AVP, Senior Internal Operations Auditor
Senior Internal Audit Auditor
Senior Internal Auditor
Internal Auditor
Staff Auditor

Degrees

Bachelor of Arts : Social Science

AVP, Senior Internal Operations Auditor Resume Example

Resume Score: 90%

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