Over 20 years of internal controls in the financial industry to prevent or detect potential fraud or noncompliance with bank policies. Proven operations supervisor/administrator with extensive experience as leadership in Operations, Risk Management, Fraud, Audit, Internal Controls to ensure rules and regulations are in compliant. A self- starter with strong work ethic and superior interpersonal, detailed-oriented, accurate, communication, organization, analytical, training, coaching, investigation, and customer service skills. Successes have included both production and quality improvements with special skills in problem solving, team development and interpersonal relationship. Values strength with integrity and ethics to always do the right thing. Expertise in BSA/AML, KYC, OFAC, CIP, US PATRIOT ACT, GRAMM LEACH BLILEY. Yearly recertification to ensure to be up to date with the new regulations and laws. Protects company's assets to ensure they AML are operationally sound. Manage the regulatory risks and controls of the business to ensure they comply with applicable laws and regulations. Deep matter knowledge of financial services states and federal banking rules and regulations. Conduct daily /monthly semiannual/annual audits for branch operations to ensure risk management is mitigated at a low risk. Responsible for identifying, preventing illicit practices to be in accordance with the rules and regulations of the federal government. Ensure to incorporate compliance in every day to minimize risk making sound judgement to prevent loss for the company. Manage staff to make sure policies and procedures are being followed, trainings are up to date to be in compliance. Subject matter expert for banking services compliances – working closely on all aspects of the business including marketing, operations, fraud and risk management. Ability to understand laws/regulations and effectively communicate the requirements to business teams.
Sarbanes Oxley Trained Professional–Management and Strategy Institute, ▪ 2016
Credential ID: 52855950
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