Dynamic securities supervisor and compliance professional with 15 years broad-based experience in BD and RIA business lines, sales, trading, AML/BSA, experience implementing best practices through ongoing research and developing strategies to minimize compliance risk and prevent violations. Seeking senior supervisory and AML position in private banking, RIA, BD, Fintech firm, hedge fund, wealth management or consulting firm.
NSCP (National Society of Compliance Professionals), Member (2016-2017)
ACAMS (Association of Certified Anti-Money Specialists), Member, (2016 - Present)
ACAMS NY Chapter, Member (2017 - Present)
CAMS-Audit Review Board (2018)
A journalism major at the Moscow State University, – the top University in Russia, Ms. Zelensky began her career in the securities industry soon after moving to US. Eager to learn financial services industry, she commenced building her expertise in mutual funds and insurance-based products. Area of special interest for Ms. Zelensky was retirements plans. She served customers across the tri-state area (NY, NJ, CT) and putting clients first was her daily priority.
Nella was not only a top producer but after becoming a branch manager, she did a lot of coaching and recruiting. Ms. Zelensky exerted substantial personal effort to support other representatives, especially in the area of compliance and Anti-Money Laundering.
10 years after starting career in financial services industry, Ms. Zelensky entered the world of investment advisory and wealth management. Nella's specialties were: Retirement and Income Planning, Investment Management and Comprehensive Financial Planning. She worked with executives, professionals and entrepreneurs. She also served as a compliance officer, surveillance supervisor, registered options principal and a sales manager at the retail broker-dealer, insurance company and registered investment advisor. Ms. Zelensky is very assertive, always laser-focused on details, has honesty and humility.
As a designated principal and an AML compliance officer, her primary focus is preventive compliance. It is also her passion. Nella holds her series 7, 24, 65, 4, 26, 63 and 6 registrations with FINRA. She is an ACAMS member and CAMS-Audit certified. Ms. Zelensky has recently joined CAMS-Audit Review Board.
Subject of Ms. Zelensky special interest is cryptocurrency and application of blockchain technology in financial and securities markets. She is an author of white paper "Distributed Ledger Technology: Streamlined CDD Examination Process through Blockchain Application."
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